| 16-03750 | 07/11/2018 | Claimant(s): Joseph Schena, Kathleen Schena
Claimant Lawyers(s): James P. Lucking
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Julian F. Santos, Jerome M Shafer, Michael J. Deodati
Hearing Site: New York, NY
|  | Expungement |
| 18-00773 | 07/10/2018 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Andrew Martino
Respondent Lawyers(s): Andrew J. Martino
Arbitrator(s): David J. Anderson
Hearing Site: Los Angeles, CA
| | |
| 16-01588 | 07/09/2018 | Claimant(s): Elliot Gallin SS 401K Plan
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Nicholas N. George
Arbitrator(s): Robert Dean McKinley
Hearing Site: Los Angeles, CA
| | $0 |
| 17-03416 | 07/06/2018 | Claimant(s): Brian MacKinnon, Timothy MacKinnon
Claimant Lawyers(s): Kenneth E. Meister
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Chan H. Nam
Arbitrator(s): Michael P. Anciello, Susan E. Maloney, Patrick W. McKeon
Hearing Site: Boston, MA
| | |
| 18-00752 | 07/03/2018 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Claimant Lawyers(s): Elio F. Martinez
Respondent(s): Richard Williamson
Respondent Lawyers(s): Richard Anthony Williamson
Arbitrator(s): Kenneth R. Starr
Hearing Site: Jacksonville, FL
| | |
| 16-02012 | 07/02/2018 | Claimant(s): Alberto Fogel, Rita Bemaras De Mizrachi
Claimant Lawyers(s): Brian Levin
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Abe Lampart
Arbitrator(s): William Ziering, Ralph A. Cotton, Daniel M. Yamshon
Hearing Site: San Francisco, CA
| | Expungement |
| 17-02450 | 06/29/2018 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Claimant Lawyers(s): Douglas W. Hyman
Respondent(s): James Polese
Respondent Lawyers(s): James S Polese
Arbitrator(s): Andrea J. Goldman
Hearing Site: Boston, MA
| | |
| 17-00051 | 06/25/2018 | Claimant(s): David Coletti, Gail Charles, CDG (Ohio) LLC
Claimant Lawyers(s): Ross D Carmel
Respondent(s): Bruce Greenwald, Morgan Stanley
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): George J. Karlsven, Daniel M. Yamshon, Marc Kalish
Hearing Site: Salt Lake City, UT
| | Expungement |
| 17-01020 | 06/22/2018 | Claimant(s): Lisa Pola
Claimant Lawyers(s): Tracy P Stoneman
Respondent(s): Morgan Stanley, Robert Perry
Respondent Lawyers(s): John S. Worden
Arbitrator(s): Michael Harrison, Mary M. O'Neil, Charles Chia-Lin Hsieh
Hearing Site: Los Angeles, CA
| | $0 |
| 17-01417 | 06/22/2018 | Claimant(s): Candida Heffernan, Estate of Thomas Heffernan
Claimant Lawyers(s): Deanna Besbekos-LaPage
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Joseph A. Sack
Arbitrator(s): Michael J. McNeil, Michael P. Breton, Thomas Joseph Regan
Hearing Site: Hartford, CT
| | $0 |
