| 23-03265 | 05/24/2024 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney Financing
Claimant Lawyers(s): Tracy L. Gerber
Respondent(s): Federico Cardona
Respondent Lawyers(s): Federico Cardona
Arbitrator(s): Langfred W. White
Hearing Site: Orlando, FL
| | |
| 23-00074 | 05/24/2024 | Claimant(s): Germaine Broussard
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Amanda Parisi
Arbitrator(s): Joseph J. Dougherty
Hearing Site: Washington, DC
| | |
| 23-02742 | 05/21/2024 | Claimant(s): Richard Grodin
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Trae D. Meyr
Arbitrator(s): Steven Gerard Goerke
Hearing Site: Boca Raton, FL
| | |
| 23-01816 | 05/21/2024 | Claimant(s): Peter Darnell, Randi Gollin
Claimant Lawyers(s): Jessica A. Murzyn
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Josefa Antonia Sicard-Mirabal, John Franklin Udochi, Anjelica Cappellino
Hearing Site: New York, NY
|  | Expungement |
| 22-02146 | 05/20/2024 | Claimant(s): The Estate of Adam K. Miller
Claimant Lawyers(s): Kevin Conway
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Edward Baer, William E. Nuckel, Kenneth Paul Williams
Hearing Site: New York, NY
| | |
| 23-02764 | 05/08/2024 | Claimant(s): Robert Manning
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets., Morgan Stanley
Respondent Lawyers(s): Adam Kauff, Trae D. Meyr
Arbitrator(s): Carol H. Gold
Hearing Site: Philadelphia, PA
| | |
| 23-00076 | 05/08/2024 | Claimant(s): Robert Fratkin
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Abigail Elrod
Arbitrator(s): Tina E. Patterson
Hearing Site: Washington, DC
| | |
| 23-01262 | 05/07/2024 | Claimant(s): Robert Bradley
Claimant Lawyers(s): Daniel W. Rucker
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Andrew Joyce
Arbitrator(s): Michael John Falvo
Hearing Site: Detroit, MI
| | |
| 22-02571 | 05/06/2024 | Claimant(s): Estate of Mark Sherman
Claimant Lawyers(s): Adam J. Weinstein
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Amanda Parisi
Arbitrator(s): Sylvia Kaminsky, Sandra Holtzman, Richard Gary Stelnik
Hearing Site: Jersey City, NJ
| | Expungement |
| 22-00992 | 05/01/2024 | Claimant(s): Estate of Donald W. Gomez
Claimant Lawyers(s): Melinda Jane Steuer
Respondent(s): Morgan Stanley, Katie Beres
Respondent Lawyers(s): Connor M. Trafton
Arbitrator(s): Ralph A. Cotton, Scott Dodson, John Timothy Nardell
Hearing Site: San Francisco, CA
| | $0 |
