| 17-03106 | 03/20/2020 | Claimant(s): Randy O'Brien, William O'Brien, Randy O'Brien owner ROTH IRA, Randy O'Brien owner Traditional IRA, William F. O'Brien, Jr. owner ROTH IRA, Randy and William Francis O'Brien, Randy O'Brien Trust, Seth E. Ellis Esq. The O'Brien Family, Seth E. Ellis The O'Brien Family Irrevoc, The O'Brien Family Irrevocable Life Insu, The O'Brien Family Irrevocable Trust, Jr. Trust, 529 Plan FBO Conor O'Brien UTMA, 529 Plan FBO Molly O'Brien UTMA, MSB FBO WR Acquisitions, L.P. - WR Asset, WR Acquisitions LP WR Asset Management, WR Asset Management
Claimant Lawyers(s): Brian M. Haney
Respondent(s): Morgan Stanley, Jonathan Lonske
Respondent Lawyers(s): Joseph A. Sack
Arbitrator(s): John Joseph Cotter, Andrea J. Goldman, Steven S. Manos
Hearing Site: Boston, MA
|  | $0 |
| 19-01556 | 03/17/2020 | Claimant(s): Daniella Rand
Claimant Lawyers(s): Harris Freedman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeffrey S. Jacobi
Arbitrator(s): Daniel M. Yamshon
Hearing Site: San Francisco, CA
| | |
| 19-03529 | 03/06/2020 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Todd Kleinfeld
Respondent Lawyers(s): Todd Jeffery Kleinfeld
Arbitrator(s): Erik R. Siering
Hearing Site: Los Angeles, CA
| | |
| 19-03576 | 03/03/2020 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Laura L. Sammons
Respondent(s): Carrie West
Respondent Lawyers(s): Carrie Sue West
Arbitrator(s): Arthur H. Geffen
Hearing Site: Dallas, TX
| | |
| 19-03505 | 03/02/2020 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Marc Arnett
Respondent Lawyers(s): Marc Freeman Arnett
Arbitrator(s): Peter H. Daly
Hearing Site: San Francisco, CA
| | |
| 19-01840 | 02/26/2020 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Todd Ratner
Respondent(s): Tracy Kirby
Respondent Lawyers(s): Tracy Ann Kirby
Arbitrator(s): David Paul Clark
Hearing Site: Wilmington, DE
| | |
| 19-03415 | 02/20/2020 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Jason Allen
Respondent Lawyers(s): Jason Michael Allen
Arbitrator(s): Elliott Finkel
Hearing Site: Las Vegas, NV
| | |
| 17-01267 | 02/20/2020 | Claimant(s): Jenny Resnick, Robert Resnick
Claimant Lawyers(s): Marc I Zussman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Nicholas N. George
Arbitrator(s): Mary M. O'Neil, Aurelio A. Garcia, Loyd A Wright
Hearing Site: Los Angeles, CA
| | $0 |
| 19-00141 | 02/20/2020 | Claimant(s): DeAnnah L Thomas, Richard M Thomas
Claimant Lawyers(s): John Garner
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeffrey s. Jacobi
Arbitrator(s): Philip Aaron Tymon
Hearing Site: San Francisco, CA
| | $0 |
| 18-03754 | 02/19/2020 | Claimant(s): David and Linda Watts JTWROS
Claimant Lawyers(s): Mitchell H. Cobert
Respondent(s): Brian Wurdemann, Morgan Stanley, UBS Financial Services Inc.
Respondent Lawyers(s): Adam Kauff, Anthony J. Borrelli, Brian M. Wurdemann
Arbitrator(s): Philip Levine, Catherine Stewart, Bryan David Glass
Hearing Site: Newark, NJ
| | $175,000 |
