| 20-00360 | 08/05/2021 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney Financing LL
Claimant Lawyers(s): Bruce Lewitas
Respondent(s): Robert Satterfield
Respondent Lawyers(s): Dave Scher
Arbitrator(s): David Paul Clark, Geoffrey A. Drucker, Francis Henry Dong
Hearing Site: Washington, DC
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| 21-00057 | 08/03/2021 | Claimant(s): Gary Rosen
Claimant Lawyers(s): Robert L Gonser
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeffrey S. Jacobi
Arbitrator(s): Barbara M. Zak
Hearing Site: Los Angeles, CA
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| 20-03676 | 07/26/2021 | Claimant(s): Leslie Miller
Claimant Lawyers(s): Zachary Hayes-Macaluso
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeff Palmer
Arbitrator(s): Peter H. Daly
Hearing Site: San Francisco, CA
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| 19-02561 | 07/22/2021 | Claimant(s): Morgan Stanley, MSSB Financing LLC
Claimant Lawyers(s): Douglas W. Hyman
Respondent(s): Neal Rutman
Respondent Lawyers(s): Arthur C. Koski
Arbitrator(s): Edward Turner Borer, Joseph J. Dougherty, Mark H. Stein
Hearing Site: Philadelphia, PA
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| 21-00666 | 07/14/2021 | Claimant(s): Ilan Segev
Claimant Lawyers(s): David Hantman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Abigail D. Elrod
Arbitrator(s): Robert E. Anderson
Hearing Site: Boston, MA
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| 19-01935 | 07/06/2021 | Claimant(s): Noemi Escobar & Jose Betances TTEE
Claimant Lawyers(s): Bruce H. Nagel
Respondent(s): Morgan Stanley, Wade Martin, Comerica Bank
Respondent Lawyers(s): Francis P. Maneri, Joseph A. Sack, Sean J. Coughlin
Arbitrator(s): Catherine Stewart, Jay Alan Kranis, Avram B Segall
Hearing Site: Jersey City, NJ
|  | Expungement |
| 21-00043 | 06/23/2021 | Claimant(s): Richard Morse
Claimant Lawyers(s): Seth E. Lipner
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): Madelon M. Rosenfeld, Gerald M. Levine, Steven Gargiulo
Hearing Site: New York, NY
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| 20-01480 | 06/22/2021 | Claimant(s): Joanna Moran
Claimant Lawyers(s): Christina Vourakis
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Simon M. Levy
Arbitrator(s): Erik R. Siering
Hearing Site: San Diego, CA
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| 20-02649 | 06/17/2021 | Claimant(s): Ying Zhang
Claimant Lawyers(s): Benjamin Winograd
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Patrick Mulligan
Arbitrator(s): Daniel M. Yamshon
Hearing Site: San Francisco, CA
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| 21-00583 | 06/10/2021 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney Financing,
Claimant Lawyers(s): Elio F. Martinez
Respondent(s): Thomas Hagan
Respondent Lawyers(s): Thomas James Hagan
Arbitrator(s): Kenneth R. Starr
Hearing Site: Tampa, FL
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