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FINRA Awards for Morgan Stanley

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Displaying 1,261-1,270 out of 1,355 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0113008/26/2011Claimant(s): Morgan Stanley
Claimant Lawyers(s): Matthew Schurter
Respondent(s): Jon Reyerson
Respondent Lawyers(s): Clayton D. Halunen
Arbitrator(s): Thomas J. Gmeinder
Hearing Site: Minneapolis, MN
$0
10-0397408/23/2011Claimant(s): Morgan Stanley
Claimant Lawyers(s): Brian R. Mills
Respondent(s): William Griffin
Respondent Lawyers(s): R. Hal Meeks
Arbitrator(s): Robert H. Putnam, Patrick L. Bellantoni, Andy W. Morgan
Hearing Site: Atlanta, GA
$0
10-0453808/18/2011Claimant(s): Morgan Stanley
Claimant Lawyers(s): Yana Kromo
Respondent(s): Walter Katai
Respondent Lawyers(s): Walter Michael Katai
Arbitrator(s): Mary Margaret Bush
Hearing Site: Reno, NV
$0
10-0174908/17/2011Claimant(s): Morgan Stanley
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Ronald Barton
Respondent Lawyers(s): Fredrick D. Huebner
Arbitrator(s): Robert E. Meston, G. E. Craig Doupe, Lisa E. Schuchman
Hearing Site: Seattle, WA
$0
11-0134508/17/2011Claimant(s): Morgan Stanley
Claimant Lawyers(s): Laura J. Starr
Respondent(s): Jonathan Benham
Respondent Lawyers(s): Jonathan Benham
Arbitrator(s): Frances D. Sheehy
Hearing Site: Ft. Lauderdale, FL
$0
10-0074908/04/2011Claimant(s): Aaron Berkowitz
Claimant Lawyers(s): Adam Green
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Gregg P. Garneau
Arbitrator(s): Kathleen K. Murphy
Hearing Site: Philadelphia, PA
Checkmark Icon$0
10-0168707/29/2011Claimant(s): Morgan Stanley
Claimant Lawyers(s): Jeffrey I Kohn
Respondent(s): Morgan Stanley & Co., Mark Mensack, Peter Prunty, Richard Maratea
Respondent Lawyers(s): James C Shah, Jeffrey I Kohn
Arbitrator(s): E. William Pastor, David B. Harwi, Michael J. Garry
Hearing Site: Philadelphia, PA
$0
09-0623007/27/2011Claimant(s): JCE/CBI, Ltd.
Claimant Lawyers(s): Thane Tyler Sponsel
Respondent(s): Morgan Stanley, Toni Melinder
Respondent Lawyers(s): Debra Achkire
Arbitrator(s): Thomas A. Cipolla, Sherry R. Wetsch, Thomas C. Gallo
Hearing Site: Houston, TX
Checkmark Icon$0
10-0072807/21/2011Claimant(s): Raymond Masiliunas
Claimant Lawyers(s): Sandor L. Grossman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Raul Sanchez
Arbitrator(s): Sondra Sellars
Hearing Site: Chicago, IL
Checkmark Icon$0
10-0080607/19/2011Claimant(s): Steven Auxter
Claimant Lawyers(s): Jon J. Pinney
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Michael N. Ungar
Arbitrator(s): James A. Laurenson, Gregory P. Szuter, Mary K. Flask
Hearing Site: Cleveland, OH
$0

1,355 Results

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