| 10-04689 | 09/27/2011 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Todd Ratner
Respondent(s): Justin Barch
Respondent Lawyers(s): Justin R. Barch
Arbitrator(s): William H. Malloy
Hearing Site: Washington, DC
| | $0 |
| 11-01724 | 09/20/2011 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Gregory Holmes
Respondent Lawyers(s): Gregory P. Holmes
Arbitrator(s): Erik R. Siering
Hearing Site: Los Angeles, CA
| | $0 |
| 10-00119 | 09/20/2011 | Claimant(s): Delana Blake
Claimant Lawyers(s): J. Gusty Yearout
Respondent(s): Morgan Stanley, Morgan Stanley & Co., Ryan Hamm
Respondent Lawyers(s): Brian C. Hale
Arbitrator(s): Donald Milo Helton, Laree Payne Kennedy, Debra Black Leo
Hearing Site: Birmingham, AL
|  | $190,000 |
| 10-00278 | 09/14/2011 | Claimant(s): Mary Wynns, Richard Wynns
Claimant Lawyers(s): Philip Matthews
Respondent(s): Citigroup Global Markets., John Gellasch, Morgan Stanley
Respondent Lawyers(s): Thomas R. Cox
Arbitrator(s): Patrick R. Sughroue, Bruce F. Coleman, Terrance J. Dorcy
Hearing Site: Detroit, MI
| | $172,445 |
| 10-04646 | 09/12/2011 | Claimant(s): Ruth Kosco
Claimant Lawyers(s): Jon A. Titus
Respondent(s): John Hebert, Morgan Stanley
Respondent Lawyers(s): Karl L. Marquardt
Arbitrator(s): Jerry H. Friedland, Robert S. Mautner, Jeffrey Charles Evanello
Hearing Site: Phoenix, AZ
| | $23,188 |
| 09-07159 | 09/09/2011 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Yana Kromo
Respondent(s): Robert Thompson
Respondent Lawyers(s): Chris T. Vernon
Arbitrator(s): Steven R. Reininger, John Hughes Verchot, Joel David Cowart
Hearing Site: Tampa, FL
| | $0 |
| 10-02604 | 09/09/2011 | Claimant(s): David N. Russell 2000 Trust
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Steven N. Ainbinder
Hearing Site: Boca Raton, FL
| | $37,731 |
| 11-00382 | 09/08/2011 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Jonathan Berg, Esq.
Respondent(s): Hilary Campbell
Respondent Lawyers(s): Hilary Campbell
Arbitrator(s): Elizabeth A. Copley
Hearing Site: Los Angeles, CA
| | $0 |
| 10-01307 | 08/31/2011 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Lauren R. Fox
Respondent(s): Garner Mabry, Todd Schwartz
Respondent Lawyers(s): John E. MacDonald
Arbitrator(s): Langdon T. Owen, Charles G. Michaels, William A. Stephenson
Hearing Site: Denver, CO
| | $0 |
| 11-02557 | 08/29/2011 | Claimant(s): Edward Jones
Claimant Lawyers(s): Christoper A. Pickett
Respondent(s): Joseph Emily, Judson Doster, Morgan Stanley, Richard Phelan
Respondent Lawyers(s): M. Travis Foust, Michael D. Bressan
Arbitrator(s): Robert H. Putnam, Robert C. Port, Joseph Keith Lombino
Hearing Site: Atlanta, GA
| | $0 |
