Potomac Analytics' Logo

FINRA Awards for Morgan Stanley

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 111-120 out of 1,352 results
Case Number Award Date Case Summary Customer Case? Amount Granted
21-0147712/12/2022Claimant(s): Estate of Anita Mankowski
Claimant Lawyers(s): Maria L. Kreiter
Respondent(s): Morgan Stanley, Richard Behrendt
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Leon Fox, Susanne J. Hollander, Raymond P. Buschmann
Hearing Site: Milwaukee, WI
Checkmark Icon$0
21-0294712/05/2022Claimant(s): Joseph Scotto
Claimant Lawyers(s): Benjamin J. Biard
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy S. Weiner
Arbitrator(s): Harvey Barrison, Jeffrey P. Bachmann, John Warner Lowe
Hearing Site: New York, NY
21-0212712/01/2022Claimant(s): Anthony Nowak, Anthony E. Nowak Rev. Trust
Claimant Lawyers(s): Robert Savage
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Gayle B. Carlson, John G. Sciandra, Mark Joseph Mugnaini
Hearing Site: Tampa, FL
Checkmark Icon$11,658,100
21-0040811/28/2022Claimant(s): Johnathan Short
Claimant Lawyers(s): Craig H. Kuglar
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Christopher M. Sacco
Arbitrator(s): James C. Hoover, Bruce W. Bennett, Eve M Wright
Hearing Site: Atlanta, GA
Checkmark IconExpungement
20-0038311/22/2022Claimant(s): Carol Sorensen, Richard Paine, Stephen Sorensen
Claimant Lawyers(s): Philip L. Vujanov
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Esther E. Cho
Arbitrator(s): Jonathan B. Gilbert, Andrew Barton, Brian Luther
Hearing Site: Denver, CO
Checkmark IconExpungement
21-0263811/08/2022Claimant(s): Jeffrey Filone
Claimant Lawyers(s): David Gehn
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Amanda Parisi
Arbitrator(s): Antoinette E. La Belle, Clive I. Morrick, Pierre F. de Ravel d'Esclapon
Hearing Site: New York, NY
21-0192911/02/2022Claimant(s): Richard Sholty
Claimant Lawyers(s): Zachary Morse
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Sarah Malik
Arbitrator(s): Jeffrey E. Skogsbergh, Edith N. Dinneen, David Harvey Failer
Hearing Site: Los Angeles, CA
22-0146410/31/2022Claimant(s): Morgan Stanley
Claimant Lawyers(s): Erin Friel Elmore
Respondent(s): Perry Skudlarczyk
Respondent Lawyers(s): Perry Lee Skudlarczyk
Arbitrator(s): G. Maynard Green
Hearing Site: Houston, TX
21-0020010/28/2022Claimant(s): Diane Jacobson, Jeffrey Jacobson
Claimant Lawyers(s): Christopher J. Moyen
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Trae D. Meyr
Arbitrator(s): Martin M. Van Luven, Jessica Shaw, Jennifer Lavoie
Hearing Site: Tampa, FL
Checkmark Icon$0
22-0008610/24/2022Claimant(s): Cesar Colis Vidal
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Andrew Joyce
Arbitrator(s): Howard D. Jacob
Hearing Site: New York, NY

1,352 Results

Display: