Potomac Analytics' Logo

FINRA Awards for Morgan Stanley

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 1,031-1,040 out of 1,355 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0461405/06/2013Claimant(s): Morgan Stanley
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Shawn Mesaros
Respondent Lawyers(s): Shawn Anthony Mesaros
Arbitrator(s): Dean J. Dietrich
Hearing Site: Seattle, WA
$0
11-0258905/06/2013Claimant(s): Peter Chiang
Claimant Lawyers(s): Peter G. Chiang
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Patrick J. Folan
Arbitrator(s): Robert A. Yates, Lester G. Stiel, Joseph J. Woodford
Hearing Site: San Diego, CA
$0
12-0201405/06/2013Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Alan Brodherson
Respondent(s): Dale Ireland
Respondent Lawyers(s): William L. Haugh
Arbitrator(s): Carole Rollinson, Kathryn Ellen McDonnell, Jane A. Smith
Hearing Site: Washington, DC
$0
12-0239505/03/2013Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Andrew R. Park
Respondent(s): Kenneth Burgess
Respondent Lawyers(s): Kenneth Charles Burgess
Arbitrator(s): Michael H. McConihe
Hearing Site: Washington, DC
$0
12-0188104/25/2013Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): Timothy Mcaloon
Respondent Lawyers(s): Timothy Joseph McAloon
Arbitrator(s): Linda T. Pellegrino
Hearing Site: Newark, NJ
$0
12-0394204/24/2013Claimant(s): Marc Bachman
Claimant Lawyers(s): Marc L. Bachman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Brian C. Hale
Arbitrator(s): Peter H. Daly
Hearing Site: Honolulu, HI
Checkmark Icon$0
10-0335904/22/2013Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Paul T. Cahill
Respondent(s): Michael Cook
Respondent Lawyers(s): R. Rogge Dunn
Arbitrator(s): Michael J. Ahlstrom, Joyce Sikora, Kenrick Albert Pratt
Hearing Site: Orlando, FL
$0
12-0280304/17/2013Claimant(s): Morgan Stanley, MSSB FA Notes Holdings
Claimant Lawyers(s): Laura J. Starr
Respondent(s): Jeffery Iseler
Respondent Lawyers(s): Bruce W. Barnes
Arbitrator(s): William F. Glaser
Hearing Site: Tampa, FL
$0
12-0024404/17/2013Claimant(s): Samuel Messing
Claimant Lawyers(s): Nicholas J. Guiliano
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Brian C. Hale
Arbitrator(s): Marc T. Danon
Hearing Site: Boca Raton, FL
Checkmark Icon$0
12-0167804/12/2013Claimant(s): Ina Alexander
Claimant Lawyers(s): Johanna S. Fowler
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Gregg P. Garneau
Arbitrator(s): Stephen P. Hoffman
Hearing Site: Charlotte, NC
Checkmark Icon$0

1,355 Results

Display: