| 20-02990 | 03/05/2021 | Claimant(s): Troy Tremblay
Claimant Lawyers(s): Bentley P. Stansbury
Respondent(s): Centaurus Financial.
Respondent Lawyers(s): Mike West
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
| | |
| 20-02506 | 02/23/2021 | Claimant(s): Stephen Bohan
Claimant Lawyers(s): Brian Luther
Respondent(s): Centaurus Financial., Questar Capital Corporation
Respondent Lawyers(s): Katherine C. Donlon, Paul King
Arbitrator(s): Mark Stuart Gurevitz
Hearing Site: Hartford, CT
| | |
| 20-01838 | 02/04/2021 | Claimant(s): James Peters
Claimant Lawyers(s): Zachary T. Hayes-Macaluso
Respondent(s): Centaurus Financial., Northwestern Mutual Investment Services
Respondent Lawyers(s): Michael Thomas West, Thomas K. Anderson
Arbitrator(s): Andrew M. Mintzer
Hearing Site: Los Angeles, CA
| | |
| 19-02630 | 08/24/2020 | Claimant(s): Triana Waldron
Claimant Lawyers(s): Phillip E. Thompson
Respondent(s): Jonathan Dudley, Centaurus Financial.
Respondent Lawyers(s): Jonathan H Dudley, Mike West
Arbitrator(s): John F. Allgood, David Blair Sinyard, Sherri Lynne Kimmell
Hearing Site: Atlanta, GA
|  | Dismissed |
| 19-01405 | 05/28/2020 | Claimant(s): The Seitz 2000 Descendants Trust
Claimant Lawyers(s): Robert L. Gonser
Respondent(s): Robert Fenton, Centaurus Financial.
Respondent Lawyers(s): Kendra S. Canape
Arbitrator(s): Susan B. Gans-Smith, Noel Harvey Applebaum, Loyd A Wright
Hearing Site: Los Angeles, CA
| | Dismissed by Rule 12206/12504 |
| 19-01639 | 04/17/2020 | Claimant(s): Steven Margulin
Claimant Lawyers(s): Tyson W. Kovash
Respondent(s): Centaurus Financial., National Planning Corporation
Respondent Lawyers(s): Eric A. Michaels, Michael West
Arbitrator(s): George L. Tindall
Hearing Site: Los Angeles, CA
| | |
| 19-03186 | 04/15/2020 | Claimant(s): Marc Korsch
Claimant Lawyers(s): Jessica Calloway
Respondent(s): Centaurus Financial., Trustmont Financial Group.
Respondent Lawyers(s): Anthony C. Hladek, Michael West
Arbitrator(s): Karl A. Vogeler
Hearing Site: Tampa, FL
| | |
| 19-02046 | 03/26/2020 | Claimant(s): Troy Tremblay
Claimant Lawyers(s): Bentley P. Stansbury
Respondent(s): Centaurus Financial.
Respondent Lawyers(s): Michael West
Arbitrator(s): Joyce L. Hurley
Hearing Site: Los Angeles, CA
| | |
| 18-03853 | 11/25/2019 | Claimant(s): John Winans
Claimant Lawyers(s): James S. Helfrich
Respondent(s): Michael Fassi, Centaurus Financial.
Respondent Lawyers(s): Kendra S. Canape
Arbitrator(s): Holly Stein Sollod, Donald N. Tolin, Eric Moutz
Hearing Site: Denver, CO
| | $0 |
| 18-01739 | 09/27/2019 | Claimant(s): Timothy Tremblay
Claimant Lawyers(s): Tyson W. Kovash
Respondent(s): Prudential Equity Group, Centaurus Financial., Voya Financial Advisors.
Respondent Lawyers(s): Alan S. Brodherson, Christina Vourakis, Michael West
Arbitrator(s): Robert E. Jenks
Hearing Site: Los Angeles, CA
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