| 14-00582 | 10/02/2015 | Claimant(s): Jefferies LLC
Claimant Lawyers(s): Scott S. Balber
Respondent(s): Anthony Moschetto, A & R Trading Group LLC
Respondent Lawyers(s): Randy Zelin
Arbitrator(s): Bernard A. Friedman, Cynthia A. DiMarco, Peter C. Salerno
Hearing Site: New York, NY
|  | $0 |
| 15-00726 | 05/19/2015 | Claimant(s): Santander Bank, N.A., Santander Securities LLC
Claimant Lawyers(s): David M. Belcher
Respondent(s): Robert Grossman
Respondent Lawyers(s): Robert Keith Grossman
Arbitrator(s): Cynthia A. DiMarco, Mark J. Happe, Robert Francis Littlejohn
Hearing Site: New York, NY
| | |
| 14-00940 | 03/11/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Jonathan Berg
Respondent(s): Christopher Barber
Respondent Lawyers(s): Christopher R. Barber
Arbitrator(s): Cynthia A. DiMarco
Hearing Site: New York, NY
| | |
| 13-01677 | 12/01/2014 | Claimant(s): Patrick Delaney
Claimant Lawyers(s): John E. Lawlor
Respondent(s): Elizabeth Smith, Morgan Stanley
Respondent Lawyers(s): William Hohauser
Arbitrator(s): Cynthia A. DiMarco
Hearing Site: New York, NY
| | $69,765 |
| 13-02467 | 11/14/2014 | Claimant(s): Black Sea Trading Inc.
Claimant Lawyers(s): Conrad C. Lysiak
Respondent(s): Nehru Chomatil, Jera Securities.
Respondent Lawyers(s): Mark David Hunter
Arbitrator(s): Denzil J. Klippel, Cynthia A. DiMarco, Emily M. Altman
Hearing Site: New York, NY
| | $0 |
| 11-02682 | 05/01/2014 | Claimant(s): Harry Friedman
Claimant Lawyers(s): John E. Lawlor
Respondent(s): Albert Pette, Brian Hagerman, John Matthews, Mark Lisser, Global Arena Capital Corp
Respondent Lawyers(s): Robert M. Bursky
Arbitrator(s): Boyd H. Scheff, Cynthia A. DiMarco, Eric J. Sussman
Hearing Site: New York, NY
| | |
| 12-03706 | 04/18/2013 | Claimant(s): A. R. Schmeidler & Co..
Claimant Lawyers(s): Timothy Coon
Respondent(s): UBS Financial Services Inc., Michael Kahn
Respondent Lawyers(s): James Komie, Louis Lagalante
Arbitrator(s): Sandra J. Mullings, Cynthia A. DiMarco, Mark J. Happe
Hearing Site: New York, NY
| | |
| 11-01982 | 12/11/2012 | Claimant(s): Gregory Martino
Claimant Lawyers(s): Richard F. Markert
Respondent(s): Steven Grivas
Respondent Lawyers(s): Martin P. Unger
Arbitrator(s): Theodor Brown, Cynthia A. DiMarco, Frank Joseph Clemens
Hearing Site: New York, NY
| | |
| 10-04868 | 07/05/2012 | Claimant(s): SCO Capital Partners LLC
Claimant Lawyers(s): David H. Wollmuth
Respondent(s): Jefferies & Company.
Respondent Lawyers(s): Brett D. Jaffe
Arbitrator(s): Cynthia A. DiMarco, Benjamin L. Anderson, Thomas A. Abitabile
Hearing Site: New York, NY
| | $0 |
| 10-01473 | 04/27/2011 | Claimant(s): Adeyinka Adedeji
Claimant Lawyers(s): Adeyinka Adedeji
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Aimee E. Bierman
Arbitrator(s): Cynthia A. DiMarco
Hearing Site: New York, NY
| | $0 |
