| 18-02992 | 03/23/2020 | Claimant(s): Frank Cunningham
Claimant Lawyers(s): Matthew Wilson
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Benjamin F. Breslauer, Dana L. Bigman, Barry A. Fisher
Hearing Site: Los Angeles, CA
|  | $0 |
| 19-01206 | 11/01/2019 | Claimant(s): Mark Elston
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Philip Aaron Tymon
Hearing Site: Reno, NV
| | |
| 18-04324 | 07/16/2019 | Claimant(s): Donald Burton
Claimant Lawyers(s): Michael Bessette
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Michael Kelley
Hearing Site: Phoenix, AZ
| | |
| 18-00243 | 01/25/2019 | Claimant(s): Catherine Talman, Roger Talman, 1990 Talman Family Living Trust
Claimant Lawyers(s): Leslie Schwaebe Akins
Respondent(s): Wells Fargo Clearing Services, Timothy Cusick
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Thaddeus J. Tecza, Mary C. Davis, Val D. Hornstein
Hearing Site: Salt Lake City, UT
| | Expungement |
| 18-01196 | 12/18/2018 | Claimant(s): Scott Hood
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Judy Louie, Randi P. Spallina
Arbitrator(s): Herbert Liberman
Hearing Site: San Diego, CA
| | |
| 18-00720 | 12/13/2018 | Claimant(s): Lance Williams
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Securities Inc., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Judy Louie, Sarah K. Yates
Arbitrator(s): Helen Marinak Blohm
Hearing Site: Seattle, WA
| | |
| 17-03261 | 10/23/2018 | Claimant(s): Greg Biddle, Karla Biddle
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Marc Kalish
Hearing Site: Phoenix, AZ
| | Expungement |
| 17-02377 | 09/26/2018 | Claimant(s): Keith Yun, Nancy Yun
Claimant Lawyers(s): Paul W. Thomas
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Judy Louie
Arbitrator(s): David J. Anderson, Arthur T. Berggren, Michael M. Hachigian
Hearing Site: Los Angeles, CA
| | Expungement |
| 17-03445 | 09/24/2018 | Claimant(s): Thomas Sandkamp
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Kendall C. Reed
Hearing Site: Los Angeles, CA
| | |
| 18-00781 | 09/20/2018 | Claimant(s): Don Martin
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Investments
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
| | |
