| 08-04879 | 06/17/2009 | Claimant(s): Beatrice Dreisen U/A/D 02/09/90
Claimant Lawyers(s): Curtis Carlson
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Joseph C. Coates
Arbitrator(s): David M. Levine, Lawrence S. Silver, Neil J. Berman
Hearing Site: Miami, FL
|  | $262,000 |
| 04-04494 | 06/12/2009 | Claimant(s): Tim Bell
Claimant Lawyers(s): William B. Young
Respondent(s): Citigroup Global Markets., Jack B. Grubman
Respondent Lawyers(s): Mark L Parmelee
Arbitrator(s): Richard P. Flake
Hearing Site: Houston, TX
| | $36,517 |
| 04-05955 | 06/04/2009 | Claimant(s): Barbara J. and Robert V. Hinshaw
Claimant Lawyers(s): William B. Young
Respondent(s): Citigroup Global Markets., Jack B. Grubman
Respondent Lawyers(s): Mark L. Parmelee
Arbitrator(s): Kathleen A. DeLaney
Hearing Site: Indianapolis, IN
| | $0 |
| 08-00670 | 06/03/2009 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Kevin B. Walker
Respondent(s): Peter Thompson
Respondent Lawyers(s): Brian J. Sommer
Arbitrator(s): Karin A. Schlosser, Michael S. Berman, Ronald J. Ricci
Hearing Site: Pittsburgh, PA
| | |
| 08-02315 | 06/03/2009 | Claimant(s): Nicholas S. Orlando & Michelle Orlando
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Citigroup Global Markets., Joseph Reap
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): Kinchen C. Bizzell, James S. Hazard, Harrison Johnson
Hearing Site: New York, NY
| | $60,000 |
| 04-04964 | 05/26/2009 | Claimant(s): Edward A. and Phyllis J. Garabedian
Claimant Lawyers(s): William B. Young
Respondent(s): Citigroup Global Markets., Jack B. Grubman
Respondent Lawyers(s): Mark L. Parmelee
Arbitrator(s): Robert J. Scafuri
Hearing Site: Detroit, MI
| | $0 |
| 08-00231 | 05/15/2009 | Claimant(s): Jacquelyn Knoll
Claimant Lawyers(s): David R. Skinner
Respondent(s): Citigroup Global Markets., Citigroup, Estate of David S. Knoll
Respondent Lawyers(s): Adam M. Kauff, David R. Skinner
Arbitrator(s): Jennifer Ann Shandler, Barbara A. Johannessen, Edward A. Porter
Hearing Site: Detroit, MI
| | $0 |
| 07-03151 | 05/07/2009 | Claimant(s): Eric Serfaty
Claimant Lawyers(s): Michael C. Deutsch
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Michael Riordan
Arbitrator(s): Sandra J. Mullings, Jonathan L. Goldfarb, Nancy Kramer
Hearing Site: New York, NY
| | |
| 08-00465 | 05/07/2009 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Christopher Farley
Respondent Lawyers(s): Christopher B. Farley
Arbitrator(s): Donald Whiteman, Victor Elting, Jeffrey S. Fannon
Hearing Site: Chicago, IL
| | |
| 08-04655 | 05/05/2009 | Claimant(s): Cory Zucker
Claimant Lawyers(s): Cory Zucker
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Andrew H. Smith
Arbitrator(s): Donald J. Zoeller
Hearing Site: New York, NY
| | |
