| 08-02399 | 06/06/2011 | Claimant(s): Kimberly Hutcheson
Claimant Lawyers(s): Brian P. Sanford
Respondent(s): Audrey Gibson, Gary Carby, Citigroup Global Markets., Stephen Caine, Citigroup.
Respondent Lawyers(s): Tiffany C. Woodie
Arbitrator(s): Jeff Abrams, Joseph A. Vicario, Edward S. Koppman
Hearing Site: Dallas, TX
| | |
| 09-02155 | 05/26/2011 | Claimant(s): Cleveland Currie, Maria Currie
Claimant Lawyers(s): Theodore G. Eppenstein
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): William A. Hohauser
Arbitrator(s): Thomas E. Duggan, Arthur Neil Tolciss
Hearing Site: New York, NY
|  | $0 |
| 10-03733 | 05/20/2011 | Claimant(s): Joan Grootemaat
Claimant Lawyers(s): Joan R. Grootemaat
Respondent(s): Corinne Moccia-Cunha, Citigroup Global Markets., Morgan Stanley, Owen Dugan
Respondent Lawyers(s): Harper Robinson
Arbitrator(s): James P. O'Donnell
Hearing Site: Milwaukee, WI
| | $325 |
| 09-07032 | 05/05/2011 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Catania Facher
Respondent(s): Suzanne LaTour
Respondent Lawyers(s): Peter J. Attarian
Arbitrator(s): Mandel E. Himelstein, Michael D. Briggs, Alan Joseph Goldstein
Hearing Site: San Diego, CA
| | |
| 09-04403 | 05/03/2011 | Claimant(s): Eric Hudson
Claimant Lawyers(s): William J. Kupinse
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Joseph E. Gehring
Arbitrator(s): Donald J. Zoeller, Daniel A. Dolan, John Caracciolo
Hearing Site: New York, NY
| | |
| 09-06101 | 04/28/2011 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Yana Kromo
Respondent(s): John Downs
Respondent Lawyers(s): William S. Wolfson
Arbitrator(s): E. William Pastor
Hearing Site: Philadelphia, PA
| | |
| 09-04114 | 04/20/2011 | Claimant(s): Search Ministries.
Claimant Lawyers(s): Gary R. Long
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Karl L. Marquardt
Arbitrator(s): Herbert B. Williams
Hearing Site: Baltimore, MD
| | $0 |
| 09-03430 | 04/15/2011 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Catania Facher
Respondent(s): Patrick Murray
Respondent Lawyers(s): W. Patrick Murray
Arbitrator(s): Jeffrey M. Bain, Truman M. Hogan, Frank C. Fogl
Hearing Site: Cleveland, OH
| | |
| 09-06980 | 04/14/2011 | Claimant(s): Keith Stock
Claimant Lawyers(s): Theodore L. Hecht
Respondent(s): Citigroup Global Markets., Morgan Stanley
Respondent Lawyers(s): Richard C. Szuch
Arbitrator(s): Joseph B. Russell, Salvatore J. Bate, Anna Lascar
Hearing Site: New York, NY
| | $0 |
| 09-03306 | 04/12/2011 | Claimant(s): Henry Ostberg
Claimant Lawyers(s): Herb Deutsch
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): George D. Sullivan
Arbitrator(s): Walter C. Parrish, Kenneth J. Horowitz, Daniel A. Pinkus
Hearing Site: Newark, NJ
| | $0 |
