| 11-03842 | 04/08/2013 | Claimant(s): Frank Papa
Claimant Lawyers(s): Andrew Stoltmann
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Raul Sanchez
Arbitrator(s): Saverio J. Cina, Madelon M. Rosenfeld, Laura Carraher
Hearing Site: New York, NY
|  | Expungement |
| 12-01443 | 03/25/2013 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Rebecca R. Cusick
Respondent(s): Ronald Lachini
Respondent Lawyers(s): Ronald A Lachini
Arbitrator(s): Thomas R. Dreiling
Hearing Site: Seattle, WA
| | |
| 11-03202 | 03/20/2013 | Claimant(s): Joseph Lorio
Claimant Lawyers(s): James F. Willeford
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Raul Sanchez, Executive Director
Arbitrator(s): Ron C. Christner, Jack Chapline Vaughan, Simeon B. Reimonenq
Hearing Site: New Orleans, LA
| | Expungement |
| 11-03021 | 02/28/2013 | Claimant(s): Kenneth Motz
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): J. Michael Riordan
Arbitrator(s): Martin Hunger, James S. Hazard, Richard Bemporad
Hearing Site: New York, NY
| | |
| 10-01766 | 02/12/2013 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Lauren R. Fox
Respondent(s): Richard Kasparian
Respondent Lawyers(s): Joseph Keenan
Arbitrator(s): David J. Weisenfeld
Hearing Site: New York, NY
| | |
| 09-07119 | 02/12/2013 | Claimant(s): Joseph Fedele, Rhonda Fedele
Claimant Lawyers(s): Jenice L. Malecki
Respondent(s): Citigroup Global Markets., John Moran, Morgan Stanley, Robert Brown, Thomas Dwyer
Respondent Lawyers(s): Joseph DaProcida
Arbitrator(s): Howard D. Jacob, Peter P. Skomorowsky, Jonathan L. Goldfarb
Hearing Site: New York, NY
| | $0 |
| 11-01193 | 01/30/2013 | Claimant(s): Lynda Haskins
Claimant Lawyers(s): Michael Hill
Respondent(s): Francis Ford, Citigroup Global Markets., Julia Dotterer, Morgan Stanley
Respondent Lawyers(s): Chan Nam
Arbitrator(s): Alan L. Berger
Hearing Site: Columbia, SC
| | Expungement |
| 08-01430 | 01/22/2013 | Claimant(s): VCG Special Opportunities Master Fund
Claimant Lawyers(s): Richard A. Stephens
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Allan J. Arffa
Arbitrator(s): Zuhayr A. Moghrabi, Patricia A. DeWitt, Jay L. Zelesnick
Hearing Site: New York, NY
| | $0 |
| 12-01458 | 01/17/2013 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Rebecca R. Cusick
Respondent(s): Heidi Mcmillian
Respondent Lawyers(s): Heidi Koepenick Mcmillian
Arbitrator(s): David Paul Clark
Hearing Site: Washington, DC
| | |
| 09-06568 | 01/11/2013 | Claimant(s): John Turtzo, Estate of John A. Turtzo
Claimant Lawyers(s): Malcolm J. Gross
Respondent(s): Citigroup Global Markets., Peter Joseph, Ray Starner
Respondent Lawyers(s): William A. Hohauser
Arbitrator(s): Marshall S. Galinsky, Steven T. Stern, Richard Frank Colello
Hearing Site: Philadelphia, PA
| | $0 |
