23-02475 | 08/06/2024 | Claimant(s): Jeffrey McDonald Claimant Lawyers(s): Craig A. Riha Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Thomas J. Patka, Marilyn K. Dirks, John Alan Hawke Hearing Site: Tampa, FL
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23-02896 | 07/18/2024 | Claimant(s): Thomas Charmley Claimant Lawyers(s): Peter Lindholm Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): William W. Haskell Hearing Site: San Francisco, CA
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23-01501 | 06/10/2024 | Claimant(s): Robert Bass Claimant Lawyers(s): Edison F. Baldwin Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Langfred W. White, Richard K. Smith, Alan Daniel Hall Hearing Site: Nashville, TN
| | $0 |
23-01807 | 05/16/2024 | Claimant(s): Timothy Kenska Claimant Lawyers(s): David I. Hantman Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Mark R. Lee Hearing Site: San Diego, CA
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23-02764 | 05/08/2024 | Claimant(s): Robert Manning Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets., Morgan Stanley Respondent Lawyers(s): Adam Kauff, Trae D. Meyr Arbitrator(s): Carol H. Gold Hearing Site: Philadelphia, PA
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23-01419 | 04/05/2024 | Claimant(s): Thomas Mccausland Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets., RBC Capital Markets LLC Respondent Lawyers(s): Adam M. Kauff, Samuel F.B. Audley Arbitrator(s): Walter Steven Schwartz Hearing Site: Phoenix, AZ
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22-00526 | 03/13/2024 | Claimant(s): Patrick Troy, Patrick J. Troy Living Trust Claimant Lawyers(s): John J. Muldoon Respondent(s): Brad Goldberg, Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Leonard Arthur Nelson, Yana Karnaukhov, Takia D Washington Hearing Site: Chicago, IL
| | $1 |
23-02222 | 03/01/2024 | Claimant(s): Wendy Wheeler Claimant Lawyers(s): Stephan Louviere Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Susan E. Maloney Hearing Site: Hartford, CT
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23-02349 | 03/01/2024 | Claimant(s): Eugene Lash Claimant Lawyers(s): Eugene H Lash Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Ellen M. Murphy Arbitrator(s): Philip Aaron Tymon Hearing Site: San Francisco, CA
| | $51,698 |
23-01380 | 02/07/2024 | Claimant(s): Douglas Frizzell Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Jim Geiger Hearing Site: Manchester, NH
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