| 20-01967 | 08/11/2021 | Claimant(s): Rocco Campanile, Rocco J. and Florence R. Campanile Trust
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Berkley Badger
Respondent Lawyers(s): John R. Kiefner
Arbitrator(s): Nicholas John Taldone, Michael A Quintieri, Lee Harris Schillinger
Hearing Site: Tampa, FL
|  | $188,868 |
| 20-03140 | 08/09/2021 | Claimant(s): James Ciocia
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Prime Capital Services.
Respondent Lawyers(s): Fred N. Knopf
Arbitrator(s): Karimu F. Hill-Harvey
Hearing Site: Tampa, FL
| | |
| 20-03144 | 07/30/2021 | Claimant(s): Garyn Angel
Claimant Lawyers(s): Joshua A Katz
Respondent(s): Invest Financial Corporation, Transamerica Financial Advisors
Respondent Lawyers(s): Eric A. Michaels, Susan D. Duff
Arbitrator(s): Richard S. Zaifert
Hearing Site: Tampa, FL
| | |
| 20-03222 | 07/27/2021 | Claimant(s): Gerald O'Halloran
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Edward Jones
Respondent Lawyers(s): Jonathan Hackbarth
Arbitrator(s): Langfred W. White
Hearing Site: Tampa, FL
| | |
| 20-02639 | 06/22/2021 | Claimant(s): John Petika
Claimant Lawyers(s): Harris Freedman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Martin M. Van Luven
Hearing Site: Tampa, FL
| | |
| 21-00583 | 06/10/2021 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney Financing,
Claimant Lawyers(s): Elio F. Martinez
Respondent(s): Thomas Hagan
Respondent Lawyers(s): Thomas James Hagan
Arbitrator(s): Kenneth R. Starr
Hearing Site: Tampa, FL
| | |
| 20-02855 | 06/01/2021 | Claimant(s): Brian Robinson
Claimant Lawyers(s): Jonathan Schwartz
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Trae D. Meyr
Arbitrator(s): Karl A. Vogeler
Hearing Site: Tampa, FL
| | |
| 20-00058 | 05/28/2021 | Claimant(s): Bettina Bastille, Mark Bastille
Claimant Lawyers(s): Matt Wolper
Respondent(s): Curtis Smiley, Wilfredo Felix, Primex
Respondent Lawyers(s): Curtis Howard Smiley, Wilfredo Felix
Arbitrator(s): John P. Cullem, Kenneth R. Starr, Brian Gregorius
Hearing Site: Tampa, FL
| | Expungement |
| 20-03163 | 05/26/2021 | Claimant(s): Bruce Slater
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Transamerica Financial Advisors.
Respondent Lawyers(s): Susan D. Duff
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Tampa, FL
| | |
| 20-02693 | 05/17/2021 | Claimant(s): Travis Jennings
Claimant Lawyers(s): Harris Freedman
Respondent(s): Dempsey Lord Smith
Respondent Lawyers(s): Joel R. Beck
Arbitrator(s): Martin M. Van Luven
Hearing Site: Tampa, FL
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