07-01659 | 11/18/2008 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Catania Facher Respondent(s): Lee Weissman Respondent Lawyers(s): Lee Weissman Arbitrator(s): Bonny Kathleen Riggs, Thomas D. Cochran, Montgomery G. Griffin Hearing Site: Honolulu, HI
| | $0 |
08-00011 | 11/18/2008 | Claimant(s): Lois Grant Claimant Lawyers(s): Lois A. Grant Respondent(s): Dave Samuels, Sagepoint Financial. Respondent Lawyers(s): Barry R. Temkin Arbitrator(s): Robin Lynn Berry Hearing Site: San Francisco, CA
| | $0 |
08-00387 | 11/17/2008 | Claimant(s): Alberto Monti Claimant Lawyers(s): Thomas Fleck Respondent(s): Max International Broker/Dealer Corp. Respondent Lawyers(s): David Isolano Arbitrator(s): Lucas A. Ferrara Hearing Site: New York, NY
| | $8,255 |
08-01310 | 11/17/2008 | Claimant(s): Martha Schallern Claimant Lawyers(s): Martha L. Schallern Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Susan Morris Respondent Lawyers(s): Stuart T. Rebish Arbitrator(s): Helen E. Huyler Hearing Site: Atlanta, GA
| | $4,389 |
07-03118 | 11/17/2008 | Claimant(s): TRB Family Partners, LTD, Tom Boltz MP Claimant Lawyers(s): Scott L. Silver Respondent(s): Lawrence Rule, Morgan Keegan & Company. Respondent Lawyers(s): Alan J. Foxman, Thomas A. Roberts Arbitrator(s): Laila Asmar Folk, David L. Giertz, Emanuel Goren Hearing Site: Boca Raton, FL
| | $0 |
08-00567 | 11/17/2008 | Claimant(s): Neil Jon Tschetter & Peggy Jane Tschette Claimant Lawyers(s): Neil Jon Tschetter Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): James B. Eichberg Hearing Site: Cheyenne, WY
| | $0 |
06-01748 | 11/14/2008 | Claimant(s): Joy Phillips Claimant Lawyers(s): Thomas C. Jardim Respondent(s): Joseph Murphy, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): David J. Libowksy Arbitrator(s): Charles L. Prothero, Irene C. Warshauer, Erica Levitt Hearing Site: Newark, NJ
| | $4,977 |
05-05422 | 11/14/2008 | Claimant(s): DDIM Holdings, Riverside Holdings, L.L.P., Claimant Lawyers(s): William Dahill Respondent(s): Goldman, Sachs and Company, Sofia Frankel Respondent Lawyers(s): Michael Dell Arbitrator(s): Michael Ross, Michael S. Lazan, Doris B. Nathan Hearing Site: New York, NY
| | $0 |
07-00438 | 11/13/2008 | Claimant(s): Dan Emmerich, James Gill, Larry Vollmer, Scott Elliot Claimant Lawyers(s): Anthony V. Trogan Respondent(s): Terry Moffatt, Sigma Financial Corporation Respondent Lawyers(s): David M. Foster, Gary D. Saretsky Arbitrator(s): Michael D. Patterson, Roland L. Olzark, William C. Alsover Hearing Site: Detroit, MI
| | $0 |
08-00751 | 11/13/2008 | Claimant(s): Jacqueline F. and Adam P. Paulausky Claimant Lawyers(s): Jacquline F. Paulausky Respondent(s): Wachovia Securities, Todd Griffith Respondent Lawyers(s): William Port Arbitrator(s): J. Maxwell Williams Hearing Site: Clearwater, FL
| | $163 |