| 21-02903 | 05/26/2023 | Claimant(s): Alan Daniels
Claimant Lawyers(s): Alan J. Daniels
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Katherine L. Schuerman
Arbitrator(s): Robert D. Sussin, David Harvey Failer, Farshad Ghodoosi
Hearing Site: Los Angeles, CA
|  | Dismissed with Rule 12504 |
| 22-01987 | 05/26/2023 | Claimant(s): Tastyworks.
Claimant Lawyers(s): Thomas G. Haskins
Respondent(s): Cory Grandstaff
Respondent Lawyers(s): Cory Grandstaff
Arbitrator(s): Cassandra Kimberly Ward
Hearing Site: Atlanta, GA
| | $69,829 |
| 21-02360 | 05/25/2023 | Claimant(s): Emily Aronson
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Trae D. Meyr
Arbitrator(s): Steven N. Ainbinder, Barry David Thorpe, Stephen Robert Tiernay
Hearing Site: Boca Raton, FL
| | Expungement |
| 21-02699 | 05/25/2023 | Claimant(s): Beverly Ranken
Claimant Lawyers(s): Adam B. Wolf
Respondent(s): Independent Financial Group.
Respondent Lawyers(s): Jonathan M. Sterling
Arbitrator(s): Barbara M. Anscher, Jon H. Sylvester, David Handsher
Hearing Site: San Francisco, CA
| | Expungement |
| 21-01387 | 05/24/2023 | Claimant(s): Pascal Desrosiers
Claimant Lawyers(s): Aklilu Dunlap
Respondent(s): Truist Investment Services.
Respondent Lawyers(s): Thomas DeFranco
Arbitrator(s): Charles R. Manzoni, Peter N. Thompson, Jo Anne F. Lewellen
Hearing Site: Minneapolis, MN
| | $0 |
| 22-01509 | 05/24/2023 | Claimant(s): Robert Jordan
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Austin Dutton, Primex
Respondent Lawyers(s): Austin Richard Dutton, Wil Felix
Arbitrator(s): Elliot B. Platt, Gail Marie Noel, Namsoo Marcus Dunbar
Hearing Site: Philadelphia, PA
| | $43,645 |
| 22-02376 | 05/24/2023 | Claimant(s): Rajiv Sharma
Claimant Lawyers(s): Rajiv Narendrakumar Sharma
Respondent(s): Melissa Campbell
Respondent Lawyers(s): Melissa Leigh Campbell
Arbitrator(s): Susan C Lushing, April D. Bowie, Michael J. Perinelli
Hearing Site: New York, NY
| | $0 |
| 20-03955 | 05/17/2023 | Claimant(s): Isabelita Wijangco, Isabelita Wijangco IRA, Isabelita Wijangco Revocable Trust
Claimant Lawyers(s): Michael A. Valenti
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Niels P. Murphy
Arbitrator(s): Richard W. Dissen
Hearing Site: Louisville, KY
| | Expungement |
| 21-02939 | 05/16/2023 | Claimant(s): The Estate of Louise B. Lieber, John Carrell Lieber Family Trust
Claimant Lawyers(s): William R. Ponsoldt
Respondent(s): Christopher Queen
Respondent Lawyers(s): Kyle A. Owens
Arbitrator(s): Leslie L. Cooney, Scott Manker, Peter Joseph Battaglia
Hearing Site: Boca Raton, FL
| | $54,300 |
| 22-01936 | 05/12/2023 | Claimant(s): Gene Whobrey, Susanne Whobrey
Claimant Lawyers(s): William B. Young
Respondent(s): Cambridge Investment Research.
Respondent Lawyers(s): John Hitchings
Arbitrator(s): Charles E. White, Samuel Appel, Olivia Corrie Smith
Hearing Site: Atlanta, GA
| | Dismissed with Rule 12206 |
