| 13-03282 | 01/22/2015 | Claimant(s): Hartwyck at Oak Tree., JFK Health System., The Community Hospital Group.
Claimant Lawyers(s): Jay J. Rice
Respondent(s): Cain Brothers & Company
Respondent Lawyers(s): S. Lawrence Polk
Arbitrator(s): Daniel J. McCarthy, Ariel Berschadsky, S. Charles Tabak
Hearing Site: Newark, NJ
|  | $0 |
| 13-02694 | 01/21/2015 | Claimant(s): Estate of Lydia Grabania
Claimant Lawyers(s): Debra G. Speyer
Respondent(s): J.P. Turner & Company, L.L.C.
Respondent Lawyers(s): Ali Sabetghadam
Arbitrator(s): Rochelle K. Kaplan, Julie K. Chapin, Edward Vincent Zenzola
Hearing Site: Philadelphia, PA
| | $0 |
| 13-03305 | 01/21/2015 | Claimant(s): Jeffrey Webb
Claimant Lawyers(s): Lindsay Hurni Lepley
Respondent(s): Deborah Romary, Harbor Financial Services, Romary Financial Services.
Respondent Lawyers(s): David Hirschberg
Arbitrator(s): Stuart D. Summers, Lawrence W. Arness, Sherrill Wm Colvin
Hearing Site: Indianapolis, IN
| | $124,288 |
| 14-00500 | 01/21/2015 | Claimant(s): Stephen Washburn, Theresa Washburn
Claimant Lawyers(s): Brian L. McMahon
Respondent(s): Workman Securities Corporation
Respondent Lawyers(s): Paul J. Maxa
Arbitrator(s): Douglas G. Plank
Hearing Site: Minneapolis, MN
| | $100,000 |
| 13-02221 | 01/20/2015 | Claimant(s): Edward Schwartz
Claimant Lawyers(s): Scott L. Silver
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Charles J. Weinstein
Arbitrator(s): Merton E. Marks
Hearing Site: Phoenix, AZ
| | $0 |
| 13-01510 | 01/16/2015 | Claimant(s): Ann Molleson
Claimant Lawyers(s): Michael R. Reed
Respondent(s): Fifth Third Securities., John Stiltner, Vasumati Amin
Respondent Lawyers(s): Marion H. Little
Arbitrator(s): Benjamin B. Segel
Hearing Site: Columbus, OH
| | $86,125 |
| 13-01775 | 01/16/2015 | Claimant(s): Betty Schechter, Claire Schechter
Claimant Lawyers(s): Alex E. Rogers
Respondent(s): Wells Fargo Advisors, H. Pietraccini
Respondent Lawyers(s): Alan S. Rafterman
Arbitrator(s): Michael P. Marryshow, Catherine Stewart, Robin L. Lewis
Hearing Site: Philadelphia, PA
| | $0 |
| 14-01532 | 01/16/2015 | Claimant(s): David Gross
Claimant Lawyers(s): David K. Gross
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Meagan A. Lamberti
Arbitrator(s): John A. Bender
Hearing Site: Seattle, WA
| | $38 |
| 14-00386 | 01/16/2015 | Claimant(s): Jane Kilbourn
Claimant Lawyers(s): Jane C. Kilbourn
Respondent(s): Frederick Fram, Jeffrey Poosch, Summit Brokerage Services.
Respondent Lawyers(s): Michael J. Lang
Arbitrator(s): Kathleen Maher Zouhary
Hearing Site: Columbus, OH
| | $2,215 |
| 13-02247 | 01/15/2015 | Claimant(s): Donna Novak, Henry Novak
Claimant Lawyers(s): Adam M. Green
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): James Patrick Graven
Hearing Site: Cleveland, OH
| | $0 |
