| 13-02355 | 03/03/2015 | Claimant(s): Irene Muratore, John Muratore, John S. & Irene D. Muratore Living Trust
Claimant Lawyers(s): Michael D. Kennedy
Respondent(s): Crown Capital Securities, L.P.
Respondent Lawyers(s): Craig Bockman
Arbitrator(s): Arthur T. Berggren, Jasmina T. Boulanger, Adam Michael Porter
Hearing Site: Los Angeles, CA
|  | $0 |
| 13-00043 | 03/03/2015 | Claimant(s): Arnold Levins
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Melissa M. Muehlfeld
Arbitrator(s): Daniel M. Yamshon, Barbara M. Anscher, Kevin C. Coleman
Hearing Site: San Francisco, CA
| | $0 |
| 13-02773 | 03/03/2015 | Claimant(s): Lee Roy Cosper Trust
Claimant Lawyers(s): Jeffrey Ansley
Respondent(s): Chad Bushaw, UBS Financial Services Inc.
Respondent Lawyers(s): Jeffrey L. Friedman
Arbitrator(s): G. Maynard Green, George Young Banks, Michael Wayne Johnston
Hearing Site: Dallas, TX
| | $0 |
| 13-03747 | 03/03/2015 | Claimant(s): Charlie Boyd
Claimant Lawyers(s): Richard A. Stephens
Respondent(s): Garden State Securities.
Respondent Lawyers(s): David Hirschberg
Arbitrator(s): Richard W. Epstein
Hearing Site: Boca Raton, FL
| | $600 |
| 14-01002 | 03/03/2015 | Claimant(s): Jeffery Owens, Volha Owens
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Dana S. Gloor
Arbitrator(s): Daniel P. Lund
Hearing Site: Jacksonville, FL
| | $0 |
| 12-03288 | 03/02/2015 | Claimant(s): Mohamed Ahmed, Mohamed Ahmed IRA
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Tricor Financial
Respondent Lawyers(s): Jeffrey S. Kob
Arbitrator(s): Kelly K. Herren, Michael G. Clark, Paul E. Dahlman
Hearing Site: Las Vegas, NV
| | $184,391 |
| 12-03924 | 03/02/2015 | Claimant(s): Brian Hobby
Claimant Lawyers(s): Jeffrey R. Youngman
Respondent(s): Wells Fargo Advisors, Jamie Meehan, William O'connor, Meehan Financial Group
Respondent Lawyers(s): Brent J. Burtin
Arbitrator(s): Sam Antar
Hearing Site: Newark, NJ
| | $60,000 |
| 13-03428 | 02/27/2015 | Claimant(s): DeVonna Murrin
Claimant Lawyers(s): J. Owen Murrin
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Kevin H. Lewis
Arbitrator(s): Susan B. Gans-Smith
Hearing Site: Los Angeles, CA
| | $0 |
| 14-00431 | 02/27/2015 | Claimant(s): T. S. Del Rosario & S. S. Ramos, Ten Com
Claimant Lawyers(s): Normarie Rodriguez Perez
Respondent(s): Oriental Financial Services Corp.
Respondent Lawyers(s): Pedro Hernandez-Freire
Arbitrator(s): Steven N. Ainbinder, James Sean Healey, Robert G. Bannon
Hearing Site: San Juan, PR
| | $0 |
| 12-03525 | 02/26/2015 | Claimant(s): Beatrice Dohrn, Jennifer Middleton
Claimant Lawyers(s): Leslie Akins
Respondent(s): Michael Myers, SII Investments.
Respondent Lawyers(s): Ryan D. Harvey
Arbitrator(s): Martin Jonathan Barrack, Larry T. Coady, William H. King
Hearing Site: Portland, OR
| | $0 |
