| 16-01326 | 06/02/2017 | Claimant(s): Inger Telian
Claimant Lawyers(s): Inger Telian
Respondent(s): LPL Financial LLC, Frank Congemi
Respondent Lawyers(s): Katie Lynn Zorc
Arbitrator(s): Vincent C. Pangia, Robert E. Anderson, Eugene G. P. Byrne
Hearing Site: New York, NY
|  | Dismissed by Rule 12206 |
| 16-02054 | 06/01/2017 | Claimant(s): Bethine Filion, B. Filion as Ben. of Bethine Filion IRA, B. Filion as Ben. of Richard Filion IRA, Filion Family Living Trust dtd 1/18/1992
Claimant Lawyers(s): Jeffrey P. Coleman
Respondent(s): Garry Savage, Wall Street Strategies.
Respondent Lawyers(s): Garry N. Savage, Garry Nelson Savage
Arbitrator(s): Gayle B. Carlson, Frank Brenner, Walter William Blenner
Hearing Site: Tampa, FL
| | $769,300 |
| 16-00503 | 06/01/2017 | Claimant(s): Jorge Casas IRA
Claimant Lawyers(s): Steve Buchwalter
Respondent(s): Shareholders Service Group.
Respondent Lawyers(s): Jeffrey S. Kob
Arbitrator(s): Benjamin F. Breslauer, Daniel Lawrence Pearlman, Isaac K. Tasinga
Hearing Site: Los Angeles, CA
| | $0 |
| 16-01813 | 05/31/2017 | Claimant(s): Simon Fields
Claimant Lawyers(s): Mark Gaylord
Respondent(s): Guillaume Chavaneau, Gurpreet Singh, Shane Melito
Respondent Lawyers(s): Guillaume Gpa Chavaneau, Gurpreet Singh, Shane Joseph Melito
Arbitrator(s): Mary M. O'Neil
Hearing Site: Los Angeles, CA
| | $51,459 |
| 15-02983 | 05/30/2017 | Claimant(s): George Miller
Claimant Lawyers(s): Michael J. Bruzzese
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): David L. Ward
Arbitrator(s): John W. Eichleay, Justin Henry McCarthy, Barry J. Lipson
Hearing Site: Pittsburgh, PA
| | $152,130 |
| 16-01316 | 05/30/2017 | Claimant(s): Barbara Capozzoli
Claimant Lawyers(s): Ross David Carmel
Respondent(s): Donald Lamson, John Risley, L.O. Thomas & Co. Inc.
Respondent Lawyers(s): Marc S. Gottlieb
Arbitrator(s): Dale A. Pope, Thomas Benjamin Salzer, Laura A. Kaster
Hearing Site: Philadelphia, PA
| | $0 |
| 16-03559 | 05/30/2017 | Claimant(s): Alan Rosen
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Gregg Koch, John Piro
Respondent Lawyers(s): Howard F. Greenberg, John Lawlor
Arbitrator(s): William M. Azkoul
Hearing Site: Buffalo, NY
| | $400 |
| 14-02932 | 05/26/2017 | Claimant(s): DGP, The Donald G. Partrick, Sr. 2012 Irrevoc, The Partrick Family 2012 Irrevocable Tru
Claimant Lawyers(s): Thomas J. McNamara
Respondent(s): Christopher Walkley, Morgan Stanley
Respondent Lawyers(s): Agnesa Mahmudi
Arbitrator(s): William G. Binckes, Camille S. Cooper, John Franklin Udochi
Hearing Site: New York, NY
| | Expungement |
| 16-03340 | 05/26/2017 | Claimant(s): Ira & Elaine Schneider Rev. Trust UAD 3/
Claimant Lawyers(s): Ira G. Schneider
Respondent(s): Pamela Lawson, Robert Lawson, Ryan Lawson, Lawson Financial Corporation
Respondent Lawyers(s): Robert W. Lawson
Arbitrator(s): Richard Marc Weinroth
Hearing Site: Phoenix, AZ
| | $7,713 |
| 16-00315 | 05/26/2017 | Claimant(s): Steven Nerger
Claimant Lawyers(s): David Graff
Respondent(s): Kevin Willett, Oppenheimer & Co. Inc.
Respondent Lawyers(s): Donald Corbett
Arbitrator(s): Micalyn S. Harris, Simone A. Muscarnera, Stephen L. Lister
Hearing Site: Newark, NJ
| | $0 |
