| 19-02616 | 11/23/2021 | Claimant(s): Allen Papir
Claimant Lawyers(s): Randall Place
Respondent(s): Hennion & Walsh.
Respondent Lawyers(s): Jennifer Woods Burke
Arbitrator(s): R Lee Britton, Will Murphy, Donna Greenspan Solomon
Hearing Site: Boca Raton, FL
|  | Expungement |
| 20-03168 | 11/23/2021 | Claimant(s): Angela Dugan, Anthony Ghibesi, The Estate of Ralph Ghibesi, Angela Dugan IRA, Anthony Ghibesi IRA
Claimant Lawyers(s): Kirk G. Smith
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: Jersey City, NJ
| | Expungement |
| 18-04341 | 11/23/2021 | Claimant(s): Donna Benabou, Raphael Benabou
Claimant Lawyers(s): Raphael Benabou
Respondent(s): Ameriprise Financial Services, James Korzik, Robert Korzik
Respondent Lawyers(s): Kevin Galbraith, Sydney H. Crowder
Arbitrator(s): Francis Carling
Hearing Site: New York, NY
| | $0 |
| 19-01854 | 11/23/2021 | Claimant(s): Timothy Greer
Claimant Lawyers(s): Mark Appleton
Respondent(s): Carol Chairito
Respondent Lawyers(s): Joshua Kons
Arbitrator(s): Leonard M. Goldstein, Julie Judith Lurman Joly, Albert Lee Birdsell
Hearing Site: Denver, CO
| | $0 |
| 19-00282 | 11/22/2021 | Claimant(s): Teena Clifton
Claimant Lawyers(s): Jon A. Jacobson
Respondent(s): Koss, Olinger and Company
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): Pamela Jeanne Rush, Gayle B. Carlson, Brian Michael Kane
Hearing Site: Jacksonville, FL
| | $237,553 |
| 20-03784 | 11/22/2021 | Claimant(s): Tara O'Connor-Roche, Estate of Paul Roche III
Claimant Lawyers(s): Robert Kraus
Respondent(s): Christopher Bayles, RBC Capital Markets LLC
Respondent Lawyers(s): George D. Sullivan
Arbitrator(s): Jeffrey Alan Helewitz, Patricia Kathleen Costello, Lourdes Gomez
Hearing Site: New York, NY
| | $0 |
| 21-01380 | 11/19/2021 | Claimant(s): Christopher Briggs
Claimant Lawyers(s): Kristian Kraszewski
Respondent(s): Geneos Wealth Management
Respondent Lawyers(s): Victoria H. Buter
Arbitrator(s): Wayne Reid Nelson
Hearing Site: Phoenix, AZ
| | Expungement |
| 19-01600 | 11/19/2021 | Claimant(s): Jeff Londis, Trustee of Londis Trust
Claimant Lawyers(s): Jacob H. Zamansky
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Anthony J. Borrelli
Arbitrator(s): Thomas Joseph Atkinson, A.J. Seier, Douglas Charles Weinstein
Hearing Site: Nashville, TN
| | $0 |
| 20-01763 | 11/19/2021 | Claimant(s): Stephen Frost
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Kelsey Vasko
Arbitrator(s): Stuart D. Summers, Paul Lansing, Vincent S. Mezinko
Hearing Site: Columbus, OH
| | $0 |
| 21-01578 | 11/19/2021 | Claimant(s): Cobra Trading.
Claimant Lawyers(s): Chadd Hessing
Respondent(s): Helio Oliveira, Oliveira Sousa LLC
Respondent Lawyers(s): Corporate Office, Helio Oliveira
Arbitrator(s): Peter E. Gillespie
Hearing Site: Hartford, CT
| | $0 |
