19-02616 | 11/23/2021 | Claimant(s): Allen Papir Claimant Lawyers(s): Randall Place Respondent(s): Hennion & Walsh. Respondent Lawyers(s): Jennifer Woods Burke Arbitrator(s): R Lee Britton, Will Murphy, Donna Greenspan Solomon Hearing Site: Boca Raton, FL
| | Expungement |
20-03168 | 11/23/2021 | Claimant(s): Angela Dugan, Anthony Ghibesi, The Estate of Ralph Ghibesi, Angela Dugan IRA, Anthony Ghibesi IRA Claimant Lawyers(s): Kirk G. Smith Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Annamaria Boccia Smith Hearing Site: Jersey City, NJ
| | Expungement |
18-04341 | 11/23/2021 | Claimant(s): Donna Benabou, Raphael Benabou Claimant Lawyers(s): Raphael Benabou Respondent(s): Ameriprise Financial Services, James Korzik, Robert Korzik Respondent Lawyers(s): Kevin Galbraith, Sydney H. Crowder Arbitrator(s): Francis Carling Hearing Site: New York, NY
| | $0 |
19-01854 | 11/23/2021 | Claimant(s): Timothy Greer Claimant Lawyers(s): Mark Appleton Respondent(s): Carol Chairito Respondent Lawyers(s): Joshua Kons Arbitrator(s): Leonard M. Goldstein, Julie Judith Lurman Joly, Albert Lee Birdsell Hearing Site: Denver, CO
| | $0 |
19-00282 | 11/22/2021 | Claimant(s): Teena Clifton Claimant Lawyers(s): Jon A. Jacobson Respondent(s): Koss, Olinger and Company Respondent Lawyers(s): Neil S. Baritz Arbitrator(s): Pamela Jeanne Rush, Gayle B. Carlson, Brian Michael Kane Hearing Site: Jacksonville, FL
| | $237,553 |
20-03784 | 11/22/2021 | Claimant(s): Tara O'Connor-Roche, Estate of Paul Roche III Claimant Lawyers(s): Robert Kraus Respondent(s): Christopher Bayles, RBC Capital Markets LLC Respondent Lawyers(s): George D. Sullivan Arbitrator(s): Jeffrey Alan Helewitz, Patricia Kathleen Costello, Lourdes Gomez Hearing Site: New York, NY
| | $0 |
21-01380 | 11/19/2021 | Claimant(s): Christopher Briggs Claimant Lawyers(s): Kristian Kraszewski Respondent(s): Geneos Wealth Management Respondent Lawyers(s): Victoria H. Buter Arbitrator(s): Wayne Reid Nelson Hearing Site: Phoenix, AZ
| | Expungement |
19-01600 | 11/19/2021 | Claimant(s): Jeff Londis, Trustee of Londis Trust Claimant Lawyers(s): Jacob H. Zamansky Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Anthony J. Borrelli Arbitrator(s): Thomas Joseph Atkinson, A.J. Seier, Douglas Charles Weinstein Hearing Site: Nashville, TN
| | $0 |
20-01763 | 11/19/2021 | Claimant(s): Stephen Frost Claimant Lawyers(s): Kristian P. Kraszewski Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kelsey Vasko Arbitrator(s): Stuart D. Summers, Paul Lansing, Vincent S. Mezinko Hearing Site: Columbus, OH
| | $0 |
21-01578 | 11/19/2021 | Claimant(s): Cobra Trading. Claimant Lawyers(s): Chadd Hessing Respondent(s): Helio Oliveira, Oliveira Sousa LLC Respondent Lawyers(s): Corporate Office, Helio Oliveira Arbitrator(s): Peter E. Gillespie Hearing Site: Hartford, CT
| | $0 |