| 07-02583 | 05/20/2008 | Claimant(s): Christopher and Yvonne Spain
Claimant Lawyers(s): Yvonne Spain
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Joseph J. Ligi
Hearing Site: Dallas, TX
|  | $75 |
| 06-03014 | 05/19/2008 | Claimant(s): Berniece M Bonebrake Rev Trust
Claimant Lawyers(s): J. L. Spray
Respondent(s): Brian Schuster, Wachovia Securities, Rebecca Engle
Respondent Lawyers(s): Brian J. Schuster, Martin M. Berliner, Todd Ratner
Arbitrator(s): Felix Beard Davidson, Thomas C. Lauritsen, Hollie M. Mason
Hearing Site: Omaha, NE
| | $98,709 |
| 07-02456 | 05/19/2008 | Claimant(s): Barry Blank, Brothers Oil & Gas.
Claimant Lawyers(s): Hartley Bernstein
Respondent(s): James Rizzo, Sterne, Agee & Leach.
Respondent Lawyers(s): Peter J. Tepley
Arbitrator(s): Allan D. Breyer, W. Michael Kelley, Thom E. Page
Hearing Site: Phoenix, AZ
| | $0 |
| 05-05915 | 05/16/2008 | Claimant(s): J. Homer and Cynthia A. Daniels
Claimant Lawyers(s): Richard A. Lewins
Respondent(s): Charles Davis
Respondent Lawyers(s): Charles Dwain Davis
Arbitrator(s): Alice A. Waters, Joseph J. Ligi, W. Donald Parr
Hearing Site: Dallas, TX
| | $134,075 |
| 07-03203 | 05/15/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): Jonathan Moebus
Respondent Lawyers(s): Celia A. Barlow
Arbitrator(s): Frank C. Fogl
Hearing Site: Pittsburgh, PA
| | $0 |
| 07-01409 | 05/15/2008 | Claimant(s): Eric Colman, Joan Colman
Claimant Lawyers(s): Joan Colman
Respondent(s): Andrew Costa, John Thomas, Costa Financial Securities.
Respondent Lawyers(s): Andrew J. Costa, President, John Thomas
Arbitrator(s): Barth Satuloff, Robert H. Loevin, Michael S. Kozlow
Hearing Site: Boca Raton, FL
| | $0 |
| 07-03204 | 05/14/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): Ronald Ash
Respondent Lawyers(s): Ronald Ash
Arbitrator(s): Dean J. Dietrich
Hearing Site: San Francisco, CA
| | |
| 06-03863 | 05/14/2008 | Claimant(s): Valerie Simmons
Claimant Lawyers(s): Michael J. Liston
Respondent(s): Capitol Securities & Associates.
Respondent Lawyers(s): Michael R. Christy
Arbitrator(s): Richard J. Grahn, Nancy E. Watters, John H. Foster
Hearing Site: Boston, MA
| | $103,500 |
| 07-03241 | 05/13/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): Peter Hirshfield
Respondent Lawyers(s): Peter Hirshfield
Arbitrator(s): Marguerite B. Filson
Hearing Site: New York, NY
| | $0 |
| 07-03198 | 05/12/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): William Chen
Respondent Lawyers(s): William Chen
Arbitrator(s): Harold I. Geringer
Hearing Site: New York, NY
| | $0 |
