Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 06-02011 | 06/04/2008 | Claimant(s): John G., and Marcia Y. Wang Claimant Lawyers(s): John G. Wang Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Yuchia Lin Respondent Lawyers(s): Ben Suter Arbitrator(s): Nicholas J. Caputo, Jane Bradley, Nick G. Tarlson Hearing Site: San Francisco, CA |  | $0 |
| 07-03238 | 06/03/2008 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Justin Joseph D'Elia Respondent(s): Eric Johns Respondent Lawyers(s): Eric Johns Arbitrator(s): Kenneth J. Safran Hearing Site: Detroit, MI | | $0 |
| 01-07137 | 06/03/2008 | Claimant(s): Claimant Lawyers(s): Respondent(s): Respondent Lawyers(s): Arbitrator(s): Hearing Site: | | $0 |
| 05-05497 | 06/03/2008 | Claimant(s): Claimant Lawyers(s): Respondent(s): Respondent Lawyers(s): Arbitrator(s): Hearing Site: | | $0 |
| 07-01377 | 06/03/2008 | Claimant(s): Leota Bush Trust Claimant Lawyers(s): Steven Gourley Respondent(s): Marcel Frey, Mark Goldie Respondent Lawyers(s): Joseph C. Campo Arbitrator(s): Thomas E. Shuck, Neil S. Jasper, Rosalind Anne Salzman Hearing Site: Los Angeles, CA | | $0 |
| 00-02997 | 06/02/2008 | Claimant(s): Ignatius du Plessis Claimant Lawyers(s): Ignatius du Plessis Respondent(s): Frank Mandrell, Baxter, Banks & Smith, Ltd. Respondent Lawyers(s): F. Martin McDermott, Frank E. Mandrell Arbitrator(s): Royal D. Heisser Hearing Site: Los Angeles, CA | | $90,000 |
| 07-02376 | 06/02/2008 | Claimant(s): Beatrice Strulowitz Claimant Lawyers(s): Randall J. Perry Respondent(s): Frances Goldstein, Citigroup Global Markets. Respondent Lawyers(s): Douglas B. Appel, Joseph L. Calabrese Arbitrator(s): Herbert Z. Geiger, William E. Smith, Daniel A. Pinkus Hearing Site: Newark, NJ | | $0 |
| 07-03208 | 05/30/2008 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Justin Joseph D'Elia Respondent(s): Robert Herskowitz Respondent Lawyers(s): Robert Herskowitz Arbitrator(s): George G. Kurschner Hearing Site: Ft. Lauderdale, FL | | |
| 06-01810 | 05/30/2008 | Claimant(s): Soon Up Park, Young Ran Kim Claimant Lawyers(s): Christine M. Bae Respondent(s): Citigroup Global Markets., Joseph Vitetta, Roger Erichsen Respondent Lawyers(s): Adam M. Kauff, Joe Cervini, Joseph Gerard Vitetta Arbitrator(s): William J. Crowe, Fred S. Pieroni, Irwin Kahn Hearing Site: New York, NY | | $73,000 |
| 06-05209 | 05/30/2008 | Claimant(s): Carol Marubio, Richard Marubio Claimant Lawyers(s): Mark P. Loftus Respondent(s): James Sims, Robert Thurlby, MetLife Securities. Respondent Lawyers(s): Penelope M. Taylor Arbitrator(s): Mary Beth Wheeler, David John Diersen, Craig D. Cook Hearing Site: Chicago, IL | | $0 |