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FINRA Awards

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Displaying 9,991-10,000 out of 10,685 results
Case Number Award Date Case Summary Customer Case? Amount Granted
07-0286708/12/2008Claimant(s): Alaa Elhamrawy
Claimant Lawyers(s): Alaa Elhamrawy
Respondent(s): Online Brokerage Services.
Respondent Lawyers(s): Kevin M. Overy
Arbitrator(s): Brian J. Dunn, Paul F. Marandett, Susan Largay
Hearing Site: Boston, MA
Checkmark Icon$0
07-0355008/12/2008Claimant(s): Jack Heide
Claimant Lawyers(s): Jack Heide
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Philip R. Lochner
Hearing Site: New York, NY
Checkmark Icon$0
08-0074608/11/2008Claimant(s): Edwin Lee, Michelle Lee
Claimant Lawyers(s): Edwin Lee
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Angela A. Turiano
Arbitrator(s): Charles Ajamian
Hearing Site: Newark, NJ
Checkmark Icon$1,233
07-0191208/11/2008Claimant(s): The Estate of Leonard D. Miles,, Marian J. Miles IRA, Leonard D. Miles and Marian J. Miles, Marian J. Miles Family Trust
Claimant Lawyers(s): William B. Young
Respondent(s): MidSouth Capital.
Respondent Lawyers(s): Thomas R. Todd, Jr
Arbitrator(s): Brian G. Mooney, Robert L. Hudson, Glenn W. Wheelock
Hearing Site: Orlando, FL
Checkmark Icon$225
07-0295608/08/2008Claimant(s): Isidore Fields and Dolores Fields
Claimant Lawyers(s): Isidore Fields
Respondent(s): Chase Investment Services Corp., Loren Bailey, Nicholas Manchisi
Respondent Lawyers(s): Sheila E. Carson
Arbitrator(s): Walter A. Kapuscinski, Kenneth J. Horowitz, S. Charles Tabak
Hearing Site: Newark, NJ
Checkmark Icon$0
07-0330508/08/2008Claimant(s): Gary Stibel
Claimant Lawyers(s): Patrick R. Smith
Respondent(s): Citadel Derivatives Group LLC
Respondent Lawyers(s): Michael S. Weisman
Arbitrator(s): Ernest Fanwick
Hearing Site: Hartford, CT
Checkmark Icon$0
08-0015708/07/2008Claimant(s): Samuel Short
Claimant Lawyers(s): Samuel P. Short
Respondent(s): James Kelsoe, Morgan Keegan & Company.
Respondent Lawyers(s): Shea O'Brien Hicks
Arbitrator(s): Donald Milo Helton
Hearing Site: Birmingham, AL
Checkmark Icon$15,425
06-0530608/07/2008Claimant(s): Gustavo Vildosola Castro, Lorenza de Vildosola, Gustavo Vildosola & Lorenza Ramos de V
Claimant Lawyers(s): Richard A. Heller, Vincent D. Slavens
Respondent(s): Citigroup Global Markets., Juan Cabanas-Vildosola, UBS Financial Services Inc.
Respondent Lawyers(s): Gilbert R. Serota, Samuel A. Keesal
Arbitrator(s): Guenter S. Cohn, Doris V. Knotter, James Paul Estes
Hearing Site: San Diego, CA
Checkmark Icon$0
07-0341608/07/2008Claimant(s): Sonia Moriarty
Claimant Lawyers(s): Sonia L Moriarty
Respondent(s): Edward Jones
Respondent Lawyers(s): Kimber Monroe
Arbitrator(s): Karla Y. Vogel
Hearing Site: Atlanta, GA
Checkmark Icon$0
07-0283508/06/2008Claimant(s): Susan Clark
Claimant Lawyers(s): Jerrold Wanek
Respondent(s): Douglas Reese, Edward Jones
Respondent Lawyers(s): Lynette McCloud
Arbitrator(s): Carl G. Mohr
Hearing Site: Des Moines, IA
Checkmark Icon$175

10,685 Results

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