07-02867 | 08/12/2008 | Claimant(s): Alaa Elhamrawy Claimant Lawyers(s): Alaa Elhamrawy Respondent(s): Online Brokerage Services. Respondent Lawyers(s): Kevin M. Overy Arbitrator(s): Brian J. Dunn, Paul F. Marandett, Susan Largay Hearing Site: Boston, MA
| | $0 |
07-03550 | 08/12/2008 | Claimant(s): Jack Heide Claimant Lawyers(s): Jack Heide Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Philip R. Lochner Hearing Site: New York, NY
| | $0 |
08-00746 | 08/11/2008 | Claimant(s): Edwin Lee, Michelle Lee Claimant Lawyers(s): Edwin Lee Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Angela A. Turiano Arbitrator(s): Charles Ajamian Hearing Site: Newark, NJ
| | $1,233 |
07-01912 | 08/11/2008 | Claimant(s): The Estate of Leonard D. Miles,, Marian J. Miles IRA, Leonard D. Miles and Marian J. Miles, Marian J. Miles Family Trust Claimant Lawyers(s): William B. Young Respondent(s): MidSouth Capital. Respondent Lawyers(s): Thomas R. Todd, Jr Arbitrator(s): Brian G. Mooney, Robert L. Hudson, Glenn W. Wheelock Hearing Site: Orlando, FL
| | $225 |
07-02956 | 08/08/2008 | Claimant(s): Isidore Fields and Dolores Fields Claimant Lawyers(s): Isidore Fields Respondent(s): Chase Investment Services Corp., Loren Bailey, Nicholas Manchisi Respondent Lawyers(s): Sheila E. Carson Arbitrator(s): Walter A. Kapuscinski, Kenneth J. Horowitz, S. Charles Tabak Hearing Site: Newark, NJ
| | $0 |
07-03305 | 08/08/2008 | Claimant(s): Gary Stibel Claimant Lawyers(s): Patrick R. Smith Respondent(s): Citadel Derivatives Group LLC Respondent Lawyers(s): Michael S. Weisman Arbitrator(s): Ernest Fanwick Hearing Site: Hartford, CT
| | $0 |
08-00157 | 08/07/2008 | Claimant(s): Samuel Short Claimant Lawyers(s): Samuel P. Short Respondent(s): James Kelsoe, Morgan Keegan & Company. Respondent Lawyers(s): Shea O'Brien Hicks Arbitrator(s): Donald Milo Helton Hearing Site: Birmingham, AL
| | $15,425 |
06-05306 | 08/07/2008 | Claimant(s): Gustavo Vildosola Castro, Lorenza de Vildosola, Gustavo Vildosola & Lorenza Ramos de V Claimant Lawyers(s): Richard A. Heller, Vincent D. Slavens Respondent(s): Citigroup Global Markets., Juan Cabanas-Vildosola, UBS Financial Services Inc. Respondent Lawyers(s): Gilbert R. Serota, Samuel A. Keesal Arbitrator(s): Guenter S. Cohn, Doris V. Knotter, James Paul Estes Hearing Site: San Diego, CA
| | $0 |
07-03416 | 08/07/2008 | Claimant(s): Sonia Moriarty Claimant Lawyers(s): Sonia L Moriarty Respondent(s): Edward Jones Respondent Lawyers(s): Kimber Monroe Arbitrator(s): Karla Y. Vogel Hearing Site: Atlanta, GA
| | $0 |
07-02835 | 08/06/2008 | Claimant(s): Susan Clark Claimant Lawyers(s): Jerrold Wanek Respondent(s): Douglas Reese, Edward Jones Respondent Lawyers(s): Lynette McCloud Arbitrator(s): Carl G. Mohr Hearing Site: Des Moines, IA
| | $175 |