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FINRA Awards for Orlando, FL

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Displaying 81-90 out of 202 results
Case Number Award Date Case Summary Customer Case? Amount Granted
12-0336402/19/2014Claimant(s): Roy Richard
Claimant Lawyers(s): William B. Young
Respondent(s): Timothy Mosley
Respondent Lawyers(s): James D. Sallah
Arbitrator(s): Stuart K. Furman
Hearing Site: Orlando, FL
Checkmark IconExpungement
12-0280102/03/2014Claimant(s):
Claimant Lawyers(s):
Respondent(s): Gurudeo Persaud, Money Concepts Capital Corp.
Respondent Lawyers(s): Gurudeo Sukul Persaud, Kathy M. Klock
Arbitrator(s): Gayle B. Carlson, John Michael Reisert, Robert G. Bannon
Hearing Site: Orlando, FL
Checkmark Icon$491,784
12-0370202/03/2014Claimant(s): Vishnu Yelamanchi
Claimant Lawyers(s): Michael P. Gilmore
Respondent(s): Niyukt Bhasin, NSM Securities.
Respondent Lawyers(s): NSM Securities, Niyukt Bhasin
Arbitrator(s): Mark R. Topper, Robert J. Walter, David C. Matthews
Hearing Site: Orlando, FL
Checkmark Icon$187,177
12-0092901/17/2014Claimant(s): John Frei, John P. Frei Revocable Trust Dated 1/25/
Claimant Lawyers(s): Stephen D. Spivey
Respondent(s): Gregory Levine, Morgan Stanley
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Marc T. Danon, Benjamin L. Abramowitz, Joseph John Mantione
Hearing Site: Orlando, FL
Checkmark IconExpungement
12-0138401/06/2014Claimant(s): Mary Tipton
Claimant Lawyers(s): Stefan Apotheker
Respondent(s): Merrimac Corporate Securities.
Respondent Lawyers(s): Richard M. Nummi
Arbitrator(s): Robert J. Walter, Raymond E. Cornelius, Jennifer Marie Eberly
Hearing Site: Orlando, FL
Checkmark Icon$120,300
12-0334012/24/2013Claimant(s): Renee Greenberg, Renee Greenberg Trust U/A DTD 3/21/02
Claimant Lawyers(s): Walter J. Mathews
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Alan S. Rafterman
Arbitrator(s): John R. Pepe, Daniel P. Lund, Joseph John Mantione
Hearing Site: Orlando, FL
Checkmark IconExpungement
12-0059512/20/2013Claimant(s): Regal Marine Industries.
Claimant Lawyers(s): Jahan K. Manasseh
Respondent(s): SunTrust Investment Services.
Respondent Lawyers(s): Jeffrey W. Willis
Arbitrator(s): John P. Cullem, Thomas Roe Oldt, Alan E. Linden
Hearing Site: Orlando, FL
Checkmark IconExpungement
12-0212310/31/2013Claimant(s): Mary Ellis
Claimant Lawyers(s): William B. Young
Respondent(s): Morgan Stanley Smith Barney f/k/a Citi
Respondent Lawyers(s): Gregg P. Garneau
Arbitrator(s): Gayle B. Carlson, Joseph John Mantione, Theodore Haynes
Hearing Site: Orlando, FL
Checkmark IconExpungement
13-0128410/15/2013Claimant(s): William Foege & Sharonkay Masters JTWROS
Claimant Lawyers(s): William B. Young
Respondent(s): Allen & Company of Florida.
Respondent Lawyers(s): Colleen M. Fitzgerald
Arbitrator(s): Jack A. Helms
Hearing Site: Orlando, FL
Checkmark IconExpungement
12-0388810/08/2013Claimant(s): Nancy Peters
Claimant Lawyers(s): Philip J. Snyderburn
Respondent(s): Merrimac Corporate Securities.
Respondent Lawyers(s): Richard M. Nummi
Arbitrator(s): Jack A. Helms
Hearing Site: Orlando, FL
Checkmark Icon$0

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