12-03364 | 02/19/2014 | Claimant(s): Roy Richard Claimant Lawyers(s): William B. Young Respondent(s): Timothy Mosley Respondent Lawyers(s): James D. Sallah Arbitrator(s): Stuart K. Furman Hearing Site: Orlando, FL
| | Expungement |
12-02801 | 02/03/2014 | Claimant(s): Claimant Lawyers(s): Respondent(s): Gurudeo Persaud, Money Concepts Capital Corp. Respondent Lawyers(s): Gurudeo Sukul Persaud, Kathy M. Klock Arbitrator(s): Gayle B. Carlson, John Michael Reisert, Robert G. Bannon Hearing Site: Orlando, FL
| | $491,784 |
12-03702 | 02/03/2014 | Claimant(s): Vishnu Yelamanchi Claimant Lawyers(s): Michael P. Gilmore Respondent(s): Niyukt Bhasin, NSM Securities. Respondent Lawyers(s): NSM Securities, Niyukt Bhasin Arbitrator(s): Mark R. Topper, Robert J. Walter, David C. Matthews Hearing Site: Orlando, FL
| | $187,177 |
12-00929 | 01/17/2014 | Claimant(s): John Frei, John P. Frei Revocable Trust Dated 1/25/ Claimant Lawyers(s): Stephen D. Spivey Respondent(s): Gregory Levine, Morgan Stanley Respondent Lawyers(s): Timothy B. Atkins Arbitrator(s): Marc T. Danon, Benjamin L. Abramowitz, Joseph John Mantione Hearing Site: Orlando, FL
| | Expungement |
12-01384 | 01/06/2014 | Claimant(s): Mary Tipton Claimant Lawyers(s): Stefan Apotheker Respondent(s): Merrimac Corporate Securities. Respondent Lawyers(s): Richard M. Nummi Arbitrator(s): Robert J. Walter, Raymond E. Cornelius, Jennifer Marie Eberly Hearing Site: Orlando, FL
| | $120,300 |
12-03340 | 12/24/2013 | Claimant(s): Renee Greenberg, Renee Greenberg Trust U/A DTD 3/21/02 Claimant Lawyers(s): Walter J. Mathews Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Alan S. Rafterman Arbitrator(s): John R. Pepe, Daniel P. Lund, Joseph John Mantione Hearing Site: Orlando, FL
| | Expungement |
12-00595 | 12/20/2013 | Claimant(s): Regal Marine Industries. Claimant Lawyers(s): Jahan K. Manasseh Respondent(s): SunTrust Investment Services. Respondent Lawyers(s): Jeffrey W. Willis Arbitrator(s): John P. Cullem, Thomas Roe Oldt, Alan E. Linden Hearing Site: Orlando, FL
| | Expungement |
12-02123 | 10/31/2013 | Claimant(s): Mary Ellis Claimant Lawyers(s): William B. Young Respondent(s): Morgan Stanley Smith Barney f/k/a Citi Respondent Lawyers(s): Gregg P. Garneau Arbitrator(s): Gayle B. Carlson, Joseph John Mantione, Theodore Haynes Hearing Site: Orlando, FL
| | Expungement |
13-01284 | 10/15/2013 | Claimant(s): William Foege & Sharonkay Masters JTWROS Claimant Lawyers(s): William B. Young Respondent(s): Allen & Company of Florida. Respondent Lawyers(s): Colleen M. Fitzgerald Arbitrator(s): Jack A. Helms Hearing Site: Orlando, FL
| | Expungement |
12-03888 | 10/08/2013 | Claimant(s): Nancy Peters Claimant Lawyers(s): Philip J. Snyderburn Respondent(s): Merrimac Corporate Securities. Respondent Lawyers(s): Richard M. Nummi Arbitrator(s): Jack A. Helms Hearing Site: Orlando, FL
| | $0 |