22-01809 | 05/31/2024 | Claimant(s): Andrew Mykletun, Einar Mykletun, Nidhi Mykletun Claimant Lawyers(s): Samuel B. Edwards Respondent(s): American Trust Investment Services. Respondent Lawyers(s): Alan M. Wolper Arbitrator(s): Edith N. Dinneen, Maureen Weston, Delton R Henderson Hearing Site: Los Angeles, CA
| | Expungement |
23-00190 | 08/15/2023 | Claimant(s): Eduardo Smith Claimant Lawyers(s): Guillermo J. Silva-Wiscovich Respondent(s): First Southern Respondent Lawyers(s): Alan M. Wolper Arbitrator(s): Steven Gerard Goerke Hearing Site: San Juan, PR
| | $300 |
18-01944 | 04/19/2023 | Claimant(s): GAMASA Claimant Lawyers(s): Eric Quetglas-Jordan Respondent(s): Popular Securities. Respondent Lawyers(s): Alan M. Wolper Arbitrator(s): Steven Gerard Goerke, Douglas Earl McLaren, Constance P. Barr Hearing Site: San Juan, PR
| | $0 |
21-01817 | 03/23/2023 | Claimant(s): Roger Johnson Claimant Lawyers(s): David Vermont Respondent(s): Frank Black, Kostas Tsamos, Southeast Investments, N.C.. Respondent Lawyers(s): Alan M. Wolper, Liam O'Brien Arbitrator(s): Larry Evert Carlson, Marilee Roberg, Howard T. Goffen Hearing Site: Chicago, IL
| | $0 |
21-00889 | 06/28/2022 | Claimant(s): Daniel Prielipp Claimant Lawyers(s): David B. Vermont Respondent(s): Cassandra Woodward, Liberty Partners Financial Services Respondent Lawyers(s): Alan M. Wolper Arbitrator(s): Kenneth J. Safran, O'Neal Oliver Wright, Crescenzo Christopher Scotto DiVetta Hearing Site: Detroit, MI
| | Dismissed by Rule 12206 |
20-03324 | 04/22/2022 | Claimant(s): Ardine Jones, Buddy Jones, Ledger Fisse, Ron Carlos, Sharon Fisse Claimant Lawyers(s): Ardine Jones, Benjamin Edwards, Buddy Jones, Ledger J. Fisse Respondent(s): Gilberto Briseno Respondent Lawyers(s): Alan M. Wolper Arbitrator(s): Mark C Watler, Richard William Cryar, Ralph Hamilton Schofield Hearing Site: New Orleans, LA
| | Expungement |
20-04065 | 01/12/2022 | Claimant(s): Steven Swanson Claimant Lawyers(s): Jason S. Haselkorn Respondent(s): Infinity Financial Services Respondent Lawyers(s): Alan M. Wolper Arbitrator(s): James E. Bartels Hearing Site: Seattle, WA
| | $0 |
21-00966 | 11/17/2021 | Claimant(s): Gary Barnes Claimant Lawyers(s): Richard S. Frankowski Respondent(s): Damian Bell, International Assets Advisory, WFG Investments. Respondent Lawyers(s): Alan M. Wolper, David Williams Arbitrator(s): Michael J. Ahlstrom Hearing Site: Birmingham, AL
| | $0 |
14-01134 | 10/28/2021 | Claimant(s): Juan Trinidad-Garcia, Juan Felix Trinidad-Rodriguez Claimant Lawyers(s): Eric Quetglas-Jordan Respondent(s): Popular Securities Respondent Lawyers(s): Alan M. Wolper Arbitrator(s): Langfred W. White, Gloria O. North, Jane A. Smith Hearing Site: San Juan, PR
| | $6,876,100 |
18-01674 | 10/27/2020 | Claimant(s): Julio Julia, Yvonne Battistini Claimant Lawyers(s): Walter J. Mathews Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Popular Securities. Respondent Lawyers(s): Alan M. Wolper, Keith Olin Arbitrator(s): Monica I. Salis, Langfred W. White, Susan Ruth Levin Hearing Site: San Juan, PR
| | $0 |