19-00829 | 03/19/2024 | Claimant(s): Qi Wang Claimant Lawyers(s): Qi Wang Respondent(s): Interactive Brokers LLC Respondent Lawyers(s): Carlos E. Provencio Arbitrator(s): Ernesto V. Luzzatto, Jeanne M. Keefe, Gregory J. Getz Hearing Site: New York, NY
| | $0 |
21-02852 | 03/14/2024 | Claimant(s): Anthony DiDonna Claimant Lawyers(s): Anthony Vincent DiDonna Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Rebecca E. Swenson Arbitrator(s): Linda Yarden, Keely D. Parr, Nancy Marie Thevenin Hearing Site: New York, NY
| | $0 |
22-02381 | 03/12/2024 | Claimant(s): Anthony Colucci, Maryann Colucci, Estate of Richard A. Colucci Claimant Lawyers(s): David J. Freniere Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Joseph L. Calabrese Arbitrator(s): Ivan W. Harper, Linda J. Baer, Amy Jill Baranoff Hearing Site: New York, NY
| | Expungement |
21-02779 | 03/12/2024 | Claimant(s): Philomena McCloskey, Philomena McCloskey IRA Claimant Lawyers(s): Matthew Thibaut Respondent(s): David Lerner Associates. Respondent Lawyers(s): Eugene L. Small Arbitrator(s): Ronald Harris Kisner Hearing Site: New York, NY
| | $0 |
23-02219 | 03/06/2024 | Claimant(s): Viktoria Zhilkina Claimant Lawyers(s): Viktoria Zhilkina Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Terrance J. Nolan Hearing Site: New York, NY
| | $1,500 |
21-02848 | 02/29/2024 | Claimant(s): IsZo Capital LP, IsZo Capital Management LP Claimant Lawyers(s): Irwin Weltz Respondent(s): Barsam Lakani, Christopher Bianchi, Jennifer Kane, John Laub, Lauri Scoran, Michael Sharp, Richard Handler, Stephen Augustin, Jefferies LLC Respondent Lawyers(s): Nicholas P. Crowell Arbitrator(s): Howard Alan Grinsberg, Elliot Schnapp, Diane S Steiner Hearing Site: New York, NY
| | $0 |
23-01210 | 02/27/2024 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Glen Silverstein Respondent(s): Irina Elsarky, Mohamed Elsarky Respondent Lawyers(s): Irina Elsarky, Mohamed Elsarky Arbitrator(s): Sandra J. Mullings, Thomas M. Madden, Thomas Patrick Moynihan Hearing Site: New York, NY
| | $0 |
23-01355 | 02/23/2024 | Claimant(s): Rabbi Benjamin Blech and Elaine Blech Claimant Lawyers(s): Michael F. Bachner Respondent(s): Gilder Gagnon Howe & Co. LLC Respondent Lawyers(s): Christopher J. Bouchoux Arbitrator(s): Nancy Kramer, Donald Nevin Gershuny, Ruth G. Kurtz Hearing Site: New York, NY
| | Expungement |
21-00336 | 02/20/2024 | Claimant(s): Edward Winston Claimant Lawyers(s): Aegis J. Frumento Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Mark T. Drooks Arbitrator(s): Vicki Z. Holleman, Susan C Lushing, Jeffrey Alan Helewitz Hearing Site: New York, NY
| | $0 |
20-00994 | 01/31/2024 | Claimant(s): Adam Kaplan, Daniel Kaplan Claimant Lawyers(s): Brian Kennedy Respondent(s): Amy Goldstein Sessa, Jonathan Sessa, Jordana Sessa Respondent Lawyers(s): Anthony Paduano Arbitrator(s): Bernard Lieberman, John Berton, Lorrie E Whitfield Hearing Site: New York, NY
| | $100,000 |