Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-01613 | 05/27/2022 | Claimant(s): Yulii Bogatyrenko Claimant Lawyers(s): David Freniere Respondent(s): Morgan Stanley Respondent Lawyers(s): Andrew Joyce Arbitrator(s): John Franklin Udochi Hearing Site: New York, NY |  | $0 |
| 20-00366 | 05/25/2022 | Claimant(s): Laura Tufariello Claimant Lawyers(s): Chase Carlson Respondent(s): Joseph Gunnar & Co. LLC Respondent Lawyers(s): John E. Lawlor Arbitrator(s): Paul Bennett Marrow, Ronald Harris Kisner, Susan Romano Hearing Site: New York, NY | | $164,900 |
| 22-00042 | 05/19/2022 | Claimant(s): Futu Inc. Claimant Lawyers(s): Jonah Hecht Respondent(s): Andy Chou Respondent Lawyers(s): Andy Chou Arbitrator(s): William G. Binckes Hearing Site: New York, NY | | $51,450 |
| 19-02323 | 05/18/2022 | Claimant(s): Elizabeth Kitsis, Richard Kitsis Claimant Lawyers(s): Sam A. Silverstein Respondent(s): FSC Securities Corporation Respondent Lawyers(s): Steven E. Mellen Arbitrator(s): Howard D. Jacob, Paul C. Tang, Suzanne L. Ulicny Hearing Site: New York, NY | | Expungement |
| 21-01662 | 05/04/2022 | Claimant(s): Steven Kanowitz Claimant Lawyers(s): Christine Lazaro Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Sydney H. Crowder Arbitrator(s): Richard W. Cutler Hearing Site: New York, NY | | $1,731 |
| 21-02935 | 04/28/2022 | Claimant(s): Louis George Sampanis Retirement Trust Claimant Lawyers(s): Louis G. Sampanis Respondent(s): Interactive Brokers LLC Respondent Lawyers(s): Carlos E. Provencio Arbitrator(s): William G. Binckes Hearing Site: New York, NY | | $163 |
| 19-03326 | 04/28/2022 | Claimant(s): Amy Chan, Hing Chan Claimant Lawyers(s): Paul Radvany Respondent(s): Johnny Guan Respondent Lawyers(s): Robert M. Bursky Arbitrator(s): Ted M. Rosen, Peter A. Goldman, Bernard Lieberman Hearing Site: New York, NY | | $97,187 |
| 20-02532 | 04/22/2022 | Claimant(s): Jonathan Reich Claimant Lawyers(s): Jonathan Reich Respondent(s): Robinhood Financial, Robinhood Securities Respondent Lawyers(s): Kathryn R. Eldridge Arbitrator(s): Rory M. McLaughlin Hearing Site: New York, NY | | Dismissed by Rule 12212 |
| 20-03345 | 04/22/2022 | Claimant(s): Beate Regenauer Claimant Lawyers(s): Christopher J. Gray Respondent(s): David Lerner Associates. Respondent Lawyers(s): Gene L. Small Arbitrator(s): Terrance J. Nolan, Frank Joseph Clemens, Stephen T Schreiber Hearing Site: New York, NY | | Expungement |
| 20-03090 | 04/18/2022 | Claimant(s): Edmund Ippolito Claimant Lawyers(s): Edmund Ippolito Respondent(s): Edward Jones Respondent Lawyers(s): Logan S. Fisher Arbitrator(s): Mary P. Bass, Joseph H. Einstein, Michael David Blechman Hearing Site: New York, NY | | Expungement |