| 13-00306 | 09/10/2013 | Claimant(s): Bridget Kelly, Thomas Kelly
Claimant Lawyers(s): Mark S. Gregory
Respondent(s): Noah Myers, MiddleCove Capital LLC
Respondent Lawyers(s): Noah Lauren Myers, Robbin Meyers
Arbitrator(s): Edward W. Morris
Hearing Site: Newark, NJ
|  | $98,264 |
| 12-00432 | 08/22/2013 | Claimant(s): Russell Thistle, B&B Electroplating
Claimant Lawyers(s): Ralph M. Stone
Respondent(s): Nathalo Menendez, EKN Financial Services Inc.
Respondent Lawyers(s): Nathalo Ian Menendez, Thomas Michael Giugliano
Arbitrator(s): Cynthia H. Plishtin, Arthur Salvatore Guarino, David Nicholas Fiveland
Hearing Site: Newark, NJ
| | $160,000 |
| 11-04612 | 08/15/2013 | Claimant(s): James Baldino, Tri-Con Construction Co. of New Jersey
Claimant Lawyers(s): Mark J. Astarita
Respondent(s): Richard Polo, Dunham & Associates Investment Counsel,, Genworth Financial Securities Corp.
Respondent Lawyers(s): Joel M. Wertman, Theodore C. Peters
Arbitrator(s): John A. Scudiero, Micalyn S. Harris, Theresa R. Joyner
Hearing Site: Newark, NJ
| | $1,623,900 |
| 12-03885 | 08/12/2013 | Claimant(s): Aida Osinski-Lipschitz
Claimant Lawyers(s): Theodore M. Davis
Respondent(s): Robert Cosentino
Respondent Lawyers(s): Robert I. Rabinowitz
Arbitrator(s): Linda T. Pellegrino, Peter L. Michaelson, Joan Dawn Hogarth
Hearing Site: Newark, NJ
| | Expungement |
| 12-04134 | 08/12/2013 | Claimant(s): Gisela Gresitza
Claimant Lawyers(s): Patrick Gaffney
Respondent(s): Richard DiTaranto, SII Investments.
Respondent Lawyers(s): Michael R. Gaico
Arbitrator(s): S. Charles Tabak
Hearing Site: Newark, NJ
| | $10,300 |
| 12-03299 | 08/12/2013 | Claimant(s): Yvonne Kloehn
Claimant Lawyers(s): G. Martin Meyers
Respondent(s): Wachovia Securities, Wells Fargo Advisors, Michael Levine, A.G. Edwards & Sons.
Respondent Lawyers(s): Thomas F. Kopshever
Arbitrator(s): Bernard M. Levine, Linda J. Baer, Paul Allan Massaro
Hearing Site: Newark, NJ
| | $0 |
| 12-01477 | 08/07/2013 | Claimant(s): Gloria Gambardella
Claimant Lawyers(s): Samantha Tesser Haimo
Respondent(s): Raymond James Financial Services., Suzanne Moore
Respondent Lawyers(s): Terrence A. Bostic
Arbitrator(s): Alan James Jacoby, Linda T. Pellegrino, Mia Scanga
Hearing Site: Newark, NJ
| | $0 |
| 13-01168 | 07/31/2013 | Claimant(s): Anatoliy Matsur
Claimant Lawyers(s): Gareth De Santiago-Keene
Respondent(s): Heidi Emmert
Respondent Lawyers(s): Thomas E. Stagg
Arbitrator(s): Daniel J. McCarthy, Mia Scanga, John Herbert Grefe
Hearing Site: Newark, NJ
| | $0 |
| 11-04361 | 07/16/2013 | Claimant(s): Concetta Consales
Claimant Lawyers(s): David Neuman
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Michael G. Shannon
Arbitrator(s): Leslie Ruth Nydick
Hearing Site: Newark, NJ
| | Expungement |
| 12-02636 | 07/01/2013 | Claimant(s): Luke Atwell
Claimant Lawyers(s): Luke A. Atwell
Respondent(s): E*Trade Clearing LLC
Respondent Lawyers(s): Meredith Felde Hoffman
Arbitrator(s): Kenneth J. Horowitz
Hearing Site: Newark, NJ
| | $0 |
