| 13-03784 | 08/31/2015 | Claimant(s): Ana Lopez-Gonzalez, Andres Ricardo Gomez, Wave Management LLC, as Trustee for AG I
Claimant Lawyers(s): Jacob H. Zamansky
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. of PR
Respondent Lawyers(s): Peter J. Macdonald, Roberto C. Quinones
Arbitrator(s): Stuart K. Furman, Frances Johnson Wright, Joseph John Mantione
Hearing Site: San Juan, PR
|  | $2,930,080 |
| 12-03668 | 03/20/2014 | Claimant(s): Beth Landau
Claimant Lawyers(s): Jacob H. Zamansky
Respondent(s): Citigroup Global Markets., Morgan Stanley
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): William G. Binckes, Raymond Nardo, Annette B. Meyers
Hearing Site: New York, NY
| | Expungement |
| 12-03227 | 03/21/2013 | Claimant(s): Eliseo Alatorre
Claimant Lawyers(s): Jacob H. Zamansky
Respondent(s): Unionbanc Investment Services
Respondent Lawyers(s): G. Thomas Fleming
Arbitrator(s): Lester Friedman, Peter H. Daly, Kevin C. Coleman
Hearing Site: San Francisco, CA
| | Expungement |
| 10-02830 | 03/15/2012 | Claimant(s): Lloyd Geldreich, Lloyd E. Geldreich Trust
Claimant Lawyers(s): Jacob H. Zamansky
Respondent(s): Chase Investment Services Corp., Michael Craggett
Respondent Lawyers(s): Elizabeth M. Hill
Arbitrator(s): Judith A. Cochrane, Roy J. Moceri, Lawrence E. Little
Hearing Site: Seattle, WA
| | Expungement |
| 10-04531 | 12/05/2011 | Claimant(s): Barry Jones
Claimant Lawyers(s): Jacob H. Zamansky
Respondent(s): Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Wayne Parker, Patricia Ann Tracey, Michael F. Pearl
Hearing Site: Raleigh, NC
| | Expungement |
| 09-06862 | 07/14/2011 | Claimant(s): Karen Wyman
Claimant Lawyers(s): Jacob H. Zamansky
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Walter C. Parrish, Edward W. Morris, Richard C. Antonelli
Hearing Site: Newark, NJ
| | Stipulated Award and Expungement |
| 09-01854 | 10/21/2010 | Claimant(s): Abraham Assil
Claimant Lawyers(s): Jacob H. Zamansky
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Stephen Young
Arbitrator(s): Barbara M. Zak, James R. Duncan, Richard J. Stall
Hearing Site: Los Angeles, CA
| | $0 |
| 09-01481 | 06/10/2010 | Claimant(s): C. Albert Parente and Julia Parente
Claimant Lawyers(s): Jacob H. Zamansky
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Steven G. Leventhal
Arbitrator(s): Pamela H. Roderick, William P. Laino, Judith C. Greene
Hearing Site: New York, NY
| | $0 |
| 08-04152 | 11/20/2009 | Claimant(s): Patricia Flanagan
Claimant Lawyers(s): Jacob H. Zamansky
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Richard L. Martens
Arbitrator(s): Patricia Ann Tracey, Thomas Lee Eubanks, John G. Shamp
Hearing Site: Columbia, SC
| | $185,000 |
| 08-03716 | 09/30/2009 | Claimant(s): Joseph Billera, JOGLO Associates
Claimant Lawyers(s): Jacob H. Zamansky
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David C. Franceski
Arbitrator(s): Monroe Mitchel, Will Murphy, Herbert Branitsky
Hearing Site: Boca Raton, FL
| | $250,000 |
