20-02360 | 07/05/2022 | Claimant(s): Alicia Barboza Urdaneta, Andreina Barboza Urdaneta, Neira Urdaneta De Barboza, Roberto Barboza Urdaneta Claimant Lawyers(s): Andres Gamardo Respondent(s): Wells Fargo Clearing Services, Jorge De Apodaca Respondent Lawyers(s): Jeffery D. Rodgers, Michael Arias Arbitrator(s): Michael Lau, Kevin A. Llinas, Richard S. Herman Hearing Site: Boca Raton, FL
| | Expungement |
20-01124 | 11/16/2021 | Claimant(s): Curtis D. Hertel Rev Liv Trust Claimant Lawyers(s): Kristian Kraszewski Respondent(s): Sandlapper Securities Respondent Lawyers(s): Trevor L. Gordon Arbitrator(s): Michael Lau, Melanie S. Cherdack, Maria Rosa Scalone Hearing Site: Boca Raton, FL
| | $205,488 |
18-02594 | 11/28/2018 | Claimant(s): Ultralat Capital Markets Claimant Lawyers(s): Dinah Caratini Respondent(s): Michael Vaughan Durif Respondent Lawyers(s): Michael Patrick Vaughan Durif Arbitrator(s): Michael Lau Hearing Site: San Juan, PR
| | $0 |
14-02143 | 12/23/2016 | Claimant(s): Alfa SCA, Dinastia SCA, FJC SCA, Los Chicos SCA, Nuevo Mundo SCA Claimant Lawyers(s): Brian Levin Respondent(s): Deutsche Bank Securities. Respondent Lawyers(s): Mark L. Parmelee Arbitrator(s): Michael Lau, Marsha Matson, Stanley Zamor Hearing Site: Miami, FL
| | Expungement |
15-01241 | 10/21/2016 | Claimant(s): Michael Rose, The Amended Michael I. Rose Rev Living T Claimant Lawyers(s): Jon A. Jacobson Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): Donald Corbett Arbitrator(s): Michael Lau, Herbert Branitsky, Mark A Bilawsky Hearing Site: Boca Raton, FL
| | $13,050 |
12-03658 | 05/15/2014 | Claimant(s): Roslyn Hazan Claimant Lawyers(s): Randall C. Place Respondent(s): Eli Hazan, Charles Schwab & Co.. Respondent Lawyers(s): Geoffrey S. Beckham, Randall C. Place Arbitrator(s): Steven N. Ainbinder, Michael Lau, Leon H. Tracy Hearing Site: Boca Raton, FL
| | Expungement |
11-03450 | 04/17/2014 | Claimant(s): Louis Wolfson Claimant Lawyers(s): Louis Wolfson Respondent(s): Carmen Rodriguez Acevedo, Eduardo Pou Monagas, Marivelisse Diaz, Roberto Feria Cestero, Popular Securities., Santander Securities Corp. Respondent Lawyers(s): A. Patricia Morales Christiansen, Alan M. Wolper Arbitrator(s): Steven Gerard Goerke, Michael Lau, Fredrick T.W. Reed Hearing Site: San Juan, PR
| | $0 |
12-03042 | 01/30/2014 | Claimant(s): Joaquin Monserrate-Matienzo, Roxana Matienzo-Carrion Claimant Lawyers(s): David R. Chase Respondent(s): Popular Securities. Respondent Lawyers(s): Nathan W. Lamb Arbitrator(s): Steven Gerard Goerke, Michael Lau, Raymond W. Snow Hearing Site: San Juan, PR
| | $0 |
11-04043 | 11/07/2013 | Claimant(s): Credit Suisse Securities (USA) LLC Claimant Lawyers(s): Edwin A. Zipf Respondent(s): CRL Management Respondent Lawyers(s): Daniel S. Newman Arbitrator(s): Michael Lau, Richard S. Zaifert, Guillermo A. Gleizer Hearing Site: Miami, FL
| | $0 |
11-04622 | 10/15/2012 | Claimant(s): David Jastremski Claimant Lawyers(s): David Jastremski Respondent(s): David Lerner Associates., David Tepper Respondent Lawyers(s): Joseph C. Pickard Arbitrator(s): Michael Lau Hearing Site: Boca Raton, FL
| | $0 |