| 21-00914 | 12/21/2021 | Claimant(s): Virginia Thompson
Claimant Lawyers(s): James P. Galvin
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): Jill B. Clarke
Arbitrator(s): Michael Lau, Louis David Huss, Robert Lawrence Ostrov
Hearing Site: Boca Raton, FL
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| 18-02986 | 01/21/2020 | Claimant(s): Arturo Neto
Claimant Lawyers(s): Harris Freedman
Respondent(s): EFG Capital International
Respondent Lawyers(s): Jonathan S. Robbins
Arbitrator(s): Ronald F. Rohe, Michael Lau, Barry David Thorpe
Hearing Site: Miami, FL
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| 18-04011 | 12/27/2019 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Ailen Cruz
Respondent(s): Gregory Clark
Respondent Lawyers(s): Gregory Dennis Clark
Arbitrator(s): Michael Lau, Will Murphy, Brett Matthew Logan
Hearing Site: Miami, FL
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| 12-02910 | 06/02/2017 | Claimant(s): Oriental Financial Services Corp.
Claimant Lawyers(s): Alfredo Fernandez-Martinez
Respondent(s): Pedro Boj
Respondent Lawyers(s): V. Michael Arias
Arbitrator(s): Robert S. Natiss, Michael Lau, Armando E. Ramirez Vivoni
Hearing Site: San Juan, PR
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| 16-02240 | 12/13/2016 | Claimant(s): Barclays Capital Inc.
Claimant Lawyers(s): David G. Russell
Respondent(s): Roman Meyerhans
Respondent Lawyers(s): Roman Meyerhans
Arbitrator(s): Michael Lau
Hearing Site: Miami, FL
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| 13-02025 | 08/03/2015 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Dominique E. Heller
Respondent(s): John Pritchard
Respondent Lawyers(s): David R. Chase
Arbitrator(s): Andrew J. Spurgeon, Michael Lau, Alexander Myers
Hearing Site: Boca Raton, FL
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| 14-00364 | 05/27/2015 | Claimant(s): Ruben Lesmes
Claimant Lawyers(s): Donald L. Kreindler
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): G. Wayne Hillis
Arbitrator(s): Michael Lau, Robert K. Levenson, Scott Louis Fishman
Hearing Site: Miami, FL
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