20-03765 | 10/03/2022 | Claimant(s): OKC Group Claimant Lawyers(s): Jeffrey Erez Respondent(s): First Republic Investment Management, First Republic Securities Company Respondent Lawyers(s): Neal Robb Arbitrator(s): Steven Ira Weinberger, Jonathan Chane, Gustavo Gutierrez Hearing Site: Boca Raton, FL
| | Expungement |
20-00687 | 04/21/2021 | Claimant(s): Laurie LaRoche Claimant Lawyers(s): David Miller Respondent(s): James McPherson, Sandlapper Securities, Llc Respondent Lawyers(s): James Dwight McPherson, Trevor L. Gordon Arbitrator(s): Steven Ira Weinberger, Randy Atlas, Margo Leslie Green Hearing Site: Boca Raton, FL
| | $125,000 |
15-00930 | 08/03/2016 | Claimant(s): Alan Greenspan Claimant Lawyers(s): Lars K. Soreide Respondent(s): FMSBONDS. Respondent Lawyers(s): Sydney A. Marks Arbitrator(s): Steven Ira Weinberger, James W. Geiger, Sydney E. Blum Hearing Site: Boca Raton, FL
| | Stipulated Award |
13-02455 | 07/31/2014 | Claimant(s): Lois Lazzopina Claimant Lawyers(s): Cory S. Zadanosky Respondent(s): Anel MolinaL Financial LLC Respondent Lawyers(s): Thomas F. Barnett Arbitrator(s): Steven Ira Weinberger, Stephen Kahane, Sonja Shuford Hearing Site: Boca Raton, FL
| | Expungement |
13-00982 | 01/14/2014 | Claimant(s): Dorothy Allan's IRA Claimant Lawyers(s): T. John Kirk Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Geddes D. Anderson Arbitrator(s): Steven Ira Weinberger Hearing Site: Boca Raton, FL
| | $11,408 |
12-02715 | 12/04/2013 | Claimant(s): J Goldsmith, Katherine Goldsmith Claimant Lawyers(s): Jeffrey Erez Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rebecca E. Swenson Arbitrator(s): Monica I. Salis, Steven Ira Weinberger, Marie G. Peterson Hearing Site: Boca Raton, FL
| | Expungement |
12-01422 | 06/17/2013 | Claimant(s): Wolf Friedman & Lillian Friedman Trust Claimant Lawyers(s): Michael Hill Respondent(s): Morgan Stanley Respondent Lawyers(s): Alejandro Schwed Arbitrator(s): Steven Ira Weinberger, Laurence V. Senn, Thomas Emory Carroll Hearing Site: Boca Raton, FL
| | Expungement |
12-00996 | 02/06/2013 | Claimant(s): Gillman Family Trust Claimant Lawyers(s): Lars K. Soreide Respondent(s): Wachovia Securities, Shirley Polidori Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Steven Ira Weinberger Hearing Site: Boca Raton, FL
| | $96,799 |
11-02669 | 10/11/2012 | Claimant(s): Sirotkin Family Limited Partnership Claimant Lawyers(s): Michael Hill Respondent(s): Wells Fargo Advisors, Patsy Lillehei Respondent Lawyers(s): Sara Soto Arbitrator(s): Steven Ira Weinberger, Frances D. Sheehy, Tina Scott Polsky Hearing Site: Boca Raton, FL
| | Expungement |