20-03262 | 04/29/2022 | Claimant(s): Bluebay Multistrat, L.P. Claimant Lawyers(s): Romain Bruere Respondent(s): Clear Street LLC, Precision Securities Respondent Lawyers(s): Robert M. Bursky Arbitrator(s): Diane M. Perry, Monroe Mitchel, Michael Ross Hearing Site: Boca Raton, FL
| | Dismissed by Rule 12511/12212/12504 |
19-03326 | 04/28/2022 | Claimant(s): Amy Chan, Hing Chan Claimant Lawyers(s): Paul Radvany Respondent(s): Johnny Guan Respondent Lawyers(s): Robert M. Bursky Arbitrator(s): Ted M. Rosen, Peter A. Goldman, Bernard Lieberman Hearing Site: New York, NY
| | $97,187 |
20-00954 | 03/31/2022 | Claimant(s): Janet M. Wittmer, Ronald E. Wittmer Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Bruce Guarino, Daniel Murray, Douglas Guarino, Jeff Snyder, Rockwell Global Capital LLC Respondent Lawyers(s): Daniel Robert Murray, Douglas Joseph Guarino, Jeff David Snyder, Robert M. Bursky Arbitrator(s): Steven H. Vogel, Jacqueline Stanley Lustig, Stuart W. Smith Hearing Site: Chicago, IL
| | $0 |
20-00069 | 02/24/2022 | Claimant(s): Alfred Woodard Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Bruce Guarino, Douglas Guarino, Jonothon Lieberman, Rockwell Global Capital LLC Respondent Lawyers(s): Douglas Joseph Guarino, Jonothon Michael Lieberman, Robert M. Bursky Arbitrator(s): Brandt Leonard Ross, Ernest Linwood Gunn, George Pinckney Shingler Hearing Site: Atlanta, GA
| | $80,300 |
21-00127 | 02/02/2022 | Claimant(s): Benjamin Bassi Claimant Lawyers(s): David B. Vermont Respondent(s): William Bradley Respondent Lawyers(s): Robert M. Bursky Arbitrator(s): John J. Mager Hearing Site: Manchester, NH
| | $0 |
20-00636 | 10/15/2021 | Claimant(s): Howard Merrill, Howard Merrill Rev Living Tr U/A 2/9/15, Howard R. Merrill TTEE Claimant Lawyers(s): Daniel D'Costa Respondent(s): National Securities Corporation, Thomas Kelly Respondent Lawyers(s): Fred N. Knopf, Robert M. Bursky Arbitrator(s): Steven M. Bialick Hearing Site: Minneapolis, MN
| | Expungement |
21-00596 | 08/16/2021 | Claimant(s): Robert Rendzio Claimant Lawyers(s): Robert J. Rendzio Respondent(s): Spiros Stefanatos, Allied Millennial Partners Respondent Lawyers(s): Robert M. Bursky Arbitrator(s): G. Maynard Green Hearing Site: Birmingham, AL
| | $0 |
19-00140 | 12/22/2020 | Claimant(s): John Laughlin Roth IRA Claimant Lawyers(s): Daniel D'Costa Respondent(s): Portfolio Advisors Alliance Respondent Lawyers(s): Robert M. Bursky Arbitrator(s): James R. Stirn Hearing Site: Washington, DC
| | $15,000 |
20-00128 | 08/11/2020 | Claimant(s): Harold Youngren Claimant Lawyers(s): Steven G. Legum Respondent(s): John Parmigiani, Matthew Meehan, Robert Costomiris, Allied Millennial Partners Respondent Lawyers(s): Robert M. Bursky Arbitrator(s): John James McGovern Hearing Site: Augusta, ME
| | $300 |
19-00641 | 02/03/2020 | Claimant(s): Louis Colonna Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Ali Mayar, Daniel King, Francis Smookler, Yousuf Saljooki, Brookville Capital Partners, Legend Securities. Respondent Lawyers(s): Brett D. Zinner, Gabriel Iezzoni, Robert M. Bursky, Ross J. Kartez, Salvatore C. Caruso, Yousuf Saljooki Arbitrator(s): Robert J. Scafuri, John W. Eichleay, Mary Kathleen Coleman Hearing Site: Pittsburgh, PA
| | $150,000 |