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FINRA Awards for Robert M. Bursky

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Displaying 10 out of 42 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0326204/29/2022Claimant(s): Bluebay Multistrat, L.P.
Claimant Lawyers(s): Romain Bruere
Respondent(s): Clear Street LLC, Precision Securities
Respondent Lawyers(s): Robert M. Bursky
Arbitrator(s): Diane M. Perry, Monroe Mitchel, Michael Ross
Hearing Site: Boca Raton, FL
Checkmark IconDismissed by Rule 12511/12212/12504
19-0332604/28/2022Claimant(s): Amy Chan, Hing Chan
Claimant Lawyers(s): Paul Radvany
Respondent(s): Johnny Guan
Respondent Lawyers(s): Robert M. Bursky
Arbitrator(s): Ted M. Rosen, Peter A. Goldman, Bernard Lieberman
Hearing Site: New York, NY
Checkmark Icon$97,187
20-0095403/31/2022Claimant(s): Janet M. Wittmer, Ronald E. Wittmer
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Bruce Guarino, Daniel Murray, Douglas Guarino, Jeff Snyder, Rockwell Global Capital LLC
Respondent Lawyers(s): Daniel Robert Murray, Douglas Joseph Guarino, Jeff David Snyder, Robert M. Bursky
Arbitrator(s): Steven H. Vogel, Jacqueline Stanley Lustig, Stuart W. Smith
Hearing Site: Chicago, IL
Checkmark Icon$0
20-0006902/24/2022Claimant(s): Alfred Woodard
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Bruce Guarino, Douglas Guarino, Jonothon Lieberman, Rockwell Global Capital LLC
Respondent Lawyers(s): Douglas Joseph Guarino, Jonothon Michael Lieberman, Robert M. Bursky
Arbitrator(s): Brandt Leonard Ross, Ernest Linwood Gunn, George Pinckney Shingler
Hearing Site: Atlanta, GA
Checkmark Icon$80,300
21-0012702/02/2022Claimant(s): Benjamin Bassi
Claimant Lawyers(s): David B. Vermont
Respondent(s): William Bradley
Respondent Lawyers(s): Robert M. Bursky
Arbitrator(s): John J. Mager
Hearing Site: Manchester, NH
Checkmark Icon$0
20-0063610/15/2021Claimant(s): Howard Merrill, Howard Merrill Rev Living Tr U/A 2/9/15, Howard R. Merrill TTEE
Claimant Lawyers(s): Daniel D'Costa
Respondent(s): National Securities Corporation, Thomas Kelly
Respondent Lawyers(s): Fred N. Knopf, Robert M. Bursky
Arbitrator(s): Steven M. Bialick
Hearing Site: Minneapolis, MN
Checkmark IconExpungement
21-0059608/16/2021Claimant(s): Robert Rendzio
Claimant Lawyers(s): Robert J. Rendzio
Respondent(s): Spiros Stefanatos, Allied Millennial Partners
Respondent Lawyers(s): Robert M. Bursky
Arbitrator(s): G. Maynard Green
Hearing Site: Birmingham, AL
Checkmark Icon$0
19-0014012/22/2020Claimant(s): John Laughlin Roth IRA
Claimant Lawyers(s): Daniel D'Costa
Respondent(s): Portfolio Advisors Alliance
Respondent Lawyers(s): Robert M. Bursky
Arbitrator(s): James R. Stirn
Hearing Site: Washington, DC
Checkmark Icon$15,000
20-0012808/11/2020Claimant(s): Harold Youngren
Claimant Lawyers(s): Steven G. Legum
Respondent(s): John Parmigiani, Matthew Meehan, Robert Costomiris, Allied Millennial Partners
Respondent Lawyers(s): Robert M. Bursky
Arbitrator(s): John James McGovern
Hearing Site: Augusta, ME
Checkmark Icon$300
19-0064102/03/2020Claimant(s): Louis Colonna
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Ali Mayar, Daniel King, Francis Smookler, Yousuf Saljooki, Brookville Capital Partners, Legend Securities.
Respondent Lawyers(s): Brett D. Zinner, Gabriel Iezzoni, Robert M. Bursky, Ross J. Kartez, Salvatore C. Caruso, Yousuf Saljooki
Arbitrator(s): Robert J. Scafuri, John W. Eichleay, Mary Kathleen Coleman
Hearing Site: Pittsburgh, PA
Checkmark Icon$150,000

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