| 11-04127 | 06/14/2012 | Claimant(s): Donald Cook, June Cook
Claimant Lawyers(s): Derek Andrews
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Paul Thomas
Arbitrator(s): Karin A. Schlosser
Hearing Site: Syracuse, NY
|  | $2,191 |
| 11-01417 | 01/04/2012 | Claimant(s): Michael Weigand, Richard LaValley
Claimant Lawyers(s): Robert J. Pearl
Respondent(s): Garry Payne, New England Securities, Signator Investors., Lincoln Financial Advisors Corporation, MML Investors Services
Respondent Lawyers(s): Janene M. Marasciullo, Linda H. Joseph, Michael G. Donovan, William P. Thornton
Arbitrator(s): Christopher C. Willett, Allan H. Kaminsky, Kenneth Dymond
Hearing Site: Syracuse, NY
| | $0 |
| 10-03262 | 10/27/2011 | Claimant(s): Thomas Corcoran
Claimant Lawyers(s): Stewart L. Weisman
Respondent(s): Dario Vacco, Steven Pickard, Pinnacle Investments
Respondent Lawyers(s): Jennifer R. Seltenrich
Arbitrator(s): Ralph L. Halpern, Jennifer L. Bliss, Norman Foxman
Hearing Site: Syracuse, NY
| | $0 |
| 09-06107 | 12/31/2010 | Claimant(s): Abdallah Bseirani
Claimant Lawyers(s): Janice L. Malecki
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Timothy P. Burke
Arbitrator(s): Patrick M. Markey, Daniel M. Mankowski, Denise L. Quarles
Hearing Site: Syracuse, NY
| | $0 |
| 10-02640 | 11/29/2010 | Claimant(s): Peter Stockmann
Claimant Lawyers(s): Peter H Stockmann
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith A. Felde
Arbitrator(s): Elizabeth K. Norsworthy
Hearing Site: Syracuse, NY
| | $25 |
| 10-01469 | 10/26/2010 | Claimant(s): Joseph Vitale and James Vitale
Claimant Lawyers(s): Joseph Vitale
Respondent(s): Mercer Capital Ltd.
Respondent Lawyers(s): Anthony Salino
Arbitrator(s): Murray S. Marsh
Hearing Site: Syracuse, NY
| | $25,213 |
| 09-05047 | 03/12/2010 | Claimant(s): Brandy Rowan
Claimant Lawyers(s): Brandy Rowan
Respondent(s): Royal Alliance Associates., Mark Steckler, Caruso McLean & Co.
Respondent Lawyers(s): Gregory M. Curley
Arbitrator(s): Frank C. Fogl
Hearing Site: Syracuse, NY
| | $2,748 |
