22-01661 | 06/29/2023 | Claimant(s): Benjamin Rampe Claimant Lawyers(s): Benjamin Rampe Respondent(s): Fidelity Brokerage Services LLC, Fidelity Management Trust Company Respondent Lawyers(s): Joseph L. Calabrese Arbitrator(s): Samuel H. Chorches, John M. D'Amico, David S. Godkin Hearing Site: Providence, RI
| | $440 |
23-00261 | 06/23/2023 | Claimant(s): Jinsong You Claimant Lawyers(s): Jinsong You Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Kara Moore Arbitrator(s): Tracy L. Allen Hearing Site: St. Louis, MO
| | $0 |
23-00262 | 06/09/2023 | Claimant(s): Jinsong You Claimant Lawyers(s): Jinsong You Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Travis L. Salmon Arbitrator(s): Paul Lansing Hearing Site: St. Louis, MO
| | $600 |
21-00819 | 05/12/2023 | Claimant(s): Rotem Perelmuter Claimant Lawyers(s): Geoffrey T. Macbride Respondent(s): Fidelity Brokerage Services LLC, National Financial Services LLC Respondent Lawyers(s): Timothy P. Burke Arbitrator(s): Jeffrey M. Allen, Dorian Antoine Peters, Nancy Lynne Williamson Hearing Site: San Francisco, CA
| | $3,976,050 |
22-00164 | 05/05/2023 | Claimant(s): Steven Kurzet Claimant Lawyers(s): Scott A. Shanes Respondent(s): Fidelity Brokerage Services LLC, National Financial Services LLC Respondent Lawyers(s): Sean J. Coughlin Arbitrator(s): Joseph Winter, Jay H. Feldstein, Richard Kent Mahrle Hearing Site: Las Vegas, NV
| | $0 |
21-02621 | 05/03/2023 | Claimant(s): Richard Westfall Claimant Lawyers(s): Michael S. Hill Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Joel M. Everest Arbitrator(s): Lynne M. Gomez Hearing Site: Oklahoma City, OK
| | Expungement |
22-02830 | 03/24/2023 | Claimant(s): James Holman Claimant Lawyers(s): James P. Holman Respondent(s): Fidelity Brokerage Services LLC, Ryan Furuta Respondent Lawyers(s): Shawn J. Gebhardt Arbitrator(s): M. Melvin Shralow Hearing Site: Wilmington, DE
| | $300 |
19-02624 | 03/09/2023 | Claimant(s): Forrest Sweat, Susan Sweat, Forrest W. Sweat Jr SEP-IRA, Forrest W. Sweat Jr. Roth IRA, Forrest w. Sweat, Jr. Traditional IRA, Susan D Sweat Roth IRA, Susan D. Sweat Traditional IRA, Susan/Forrrest Sweat JROS WOD Claimant Lawyers(s): Charles M Dalziel Respondent(s): Anthony Mesquit, Fidelity Brokerage Services LLC Respondent Lawyers(s): Peter S. Fruin Arbitrator(s): Michael J. Ahlstrom, J.G. Long, William L. Rittenberg Hearing Site: Atlanta, GA
| | $0 |
22-00665 | 03/02/2023 | Claimant(s): Timothy Cunningham Claimant Lawyers(s): Timothy J. Cunningham Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Elizabeth H. Lindh Arbitrator(s): Mary Mackey, Louis Anthony Napoli, D. Peter Gleichenhaus Hearing Site: San Francisco, CA
| | $0 |
22-00309 | 02/15/2023 | Claimant(s): Lei Wang Claimant Lawyers(s): Lei Wang Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Elizabeth H. Lindh Arbitrator(s): Mario H. Metzger, Andrew M. Mintzer, Barry D. Kaye Hearing Site: Los Angeles, CA
| | $40,375 |