| 09-02039 | 12/01/2009 | Claimant(s): Lee Crawford
Claimant Lawyers(s): Lee Ryan Crawford
Respondent(s): Deborah Calder, U.S. Bancorp Investments.
Respondent Lawyers(s): Jill R. Yutzy
Arbitrator(s): G. E. Craig Doupe
Hearing Site: Seattle, WA
|  | $1 |
| 08-03874 | 11/24/2009 | Claimant(s): Arlan Coulter
Claimant Lawyers(s): Richard D. Brady
Respondent(s): Daniel Wiersma, Edward Grogan, Commonwealth Equity Services.
Respondent Lawyers(s): Charles A. Lyman
Arbitrator(s): Michael W. Reinhardt, John M. Casey, Michael R.E. Sanders
Hearing Site: Seattle, WA
| | $84,972 |
| 08-03055 | 11/10/2009 | Claimant(s): Pope Resources LP
Claimant Lawyers(s): Martin S. Siegel
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Edwin A. Zipf
Arbitrator(s): Daniel Paul Harris, Paul R. Meyer, Robert W. Pillitteri
Hearing Site: Seattle, WA
| | $0 |
| 09-02574 | 09/28/2009 | Claimant(s): Gary Bech
Claimant Lawyers(s): Raymond S. Weber
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Richard A. Karoly
Arbitrator(s): Michael R.E. Sanders
Hearing Site: Seattle, WA
| | $213 |
| 09-01583 | 08/18/2009 | Claimant(s): Est. of Marie P. Buchanan by Daine Bucha, Buchanan Living Trust by Diane Buchanan
Claimant Lawyers(s): Jason T. Dennett
Respondent(s): Edward Jones
Respondent Lawyers(s): Kimber L. Monroe
Arbitrator(s): William J. Bender
Hearing Site: Seattle, WA
| | $3,525 |
| 09-00522 | 06/25/2009 | Claimant(s): Michael R. Ladanyi, IRA
Claimant Lawyers(s): Michael R. Ladanyi
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): James M. Shaker
Hearing Site: Seattle, WA
| | $88 |
| 08-01154 | 06/05/2009 | Claimant(s): Richard Soshea
Claimant Lawyers(s): Tom Burke
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): S. Lawrence Polk
Arbitrator(s): Michael R.E. Sanders, Charles M. Ackerman, David William Hickman
Hearing Site: Seattle, WA
| | $0 |
| 08-00988 | 04/29/2009 | Claimant(s): Kimberly Arntz, Neil Arntz, Neil J. Arntz, Custodian for Rio A.Arnt, Arntz Family Trust
Claimant Lawyers(s): David Gaba
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Terrance A. Bostic
Arbitrator(s): Jeanne C. Stilwell, G. E. Craig Doupe, Linda I. Thomas
Hearing Site: Seattle, WA
| | $48,879 |
| 07-02067 | 03/16/2009 | Claimant(s): Dennis Brooks
Claimant Lawyers(s): Richard D. Brady
Respondent(s): Adam Sclafani, Angel Suarez
Respondent Lawyers(s): Angel L. Suarez, Brian H. Reis
Arbitrator(s): H. Yancey Reser, Lisa E. Schuchman, Judith Hill Henderson
Hearing Site: Seattle, WA
| | $8,704 |
| 07-01839 | 03/09/2009 | Claimant(s): Shannon Miller
Claimant Lawyers(s): Shannon C. Miller
Respondent(s): WAMU Investments., Paul Budnek
Respondent Lawyers(s): Keith A. Ketterling
Arbitrator(s): Elizabeth L. Morrison, Judith A. Cochrane, Nancy J. Highness
Hearing Site: Seattle, WA
| | $14,880 |
