| 12-03245 | 12/05/2014 | Claimant(s): Robert Schneider, RBB
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Nuviah Shirazi, Senior Counsel
Arbitrator(s): Carl Shechter, Don R. Harris, Herbert Branitsky
Hearing Site: Boca Raton, FL
|  | Expungement |
| 12-03710 | 07/29/2013 | Claimant(s): John Smith
Claimant Lawyers(s): John Smith
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Lisa B. Dodge
Arbitrator(s): Herbert Branitsky, Ellen J. Abrams, Stephen R. Facella
Hearing Site: Ft. Lauderdale, FL
| | Expungement |
| 12-02041 | 05/24/2013 | Claimant(s): Judith Gardiner, Judith Gardiner Revocable Trust
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Kathy M. Klock
Arbitrator(s): Linda M. Granata, Herbert Branitsky, Harris Gally
Hearing Site: Ft. Lauderdale, FL
| | Expungement |
| 12-00278 | 04/25/2013 | Claimant(s): Marc Brody
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Myron E. Levenson, Herbert Branitsky, Sonja Shuford
Hearing Site: Boca Raton, FL
| | Expungement |
| 11-00782 | 09/19/2012 | Claimant(s): Richard Winslow
Claimant Lawyers(s): Jeffrey R. Sonn
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Kathy M. Klock
Arbitrator(s): Lawrence S. Silver, Herbert Branitsky, Andrew Jay Kohan
Hearing Site: Ft. Lauderdale, FL
| | Stipulated Award and Expungement |
| 09-04025 | 07/07/2011 | Claimant(s): Marilyn Berger and Barry Berger
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Brian C. Hale
Arbitrator(s): Herbert Branitsky, Laura Jeanette Cognetti, James M. Chase
Hearing Site: Boca Raton, FL
| | Expungement |
| 08-04763 | 06/16/2011 | Claimant(s): Steven L. West & Judith West Jt Rev Tr
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): James Shawver, William Isaacson, Newbridge Securities Corporation
Respondent Lawyers(s): Daniel S. Newman
Arbitrator(s): Robert H. Hagan, David P. Slater, Herbert Branitsky
Hearing Site: Boca Raton, FL
| | Expungement |
| 09-01817 | 11/11/2010 | Claimant(s): Karl Cross
Claimant Lawyers(s): Christopher M. David
Respondent(s): E*Trade Securities LLC, Robert Russini
Respondent Lawyers(s): Jonathan B. Butler
Arbitrator(s): Herbert Branitsky, Robert J. Buchner, Les R. Campbell
Hearing Site: Ft. Lauderdale, FL
| | Expungement |
| 08-03716 | 09/30/2009 | Claimant(s): Joseph Billera, JOGLO Associates
Claimant Lawyers(s): Jacob H. Zamansky
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David C. Franceski
Arbitrator(s): Monroe Mitchel, Will Murphy, Herbert Branitsky
Hearing Site: Boca Raton, FL
| | $250,000 |
| 08-04235 | 07/06/2009 | Claimant(s): Joseph Messina
Claimant Lawyers(s): Joseph Messina
Respondent(s): Tradestation Securities.
Respondent Lawyers(s): Steven M. Greenbaum
Arbitrator(s): Herbert Branitsky
Hearing Site: Boca Raton, FL
| | $0 |
