| 15-02778 | 08/17/2016 | Claimant(s): James Ross
Claimant Lawyers(s): James E. Ross
Respondent(s): Edward Queenan, Guido Sarcione, New England Securities, Ronald Ware, Metlife Securities Inc., Valmark Securities., Wealth Impact Partners
Respondent Lawyers(s): Brian Palmeri, David L. Ward, Penelope Taylor
Arbitrator(s): Paul A. Auerbach
Hearing Site: Providence, RI
|  | $300 |
| 13-02545 | 03/01/2016 | Claimant(s): Antonietta D'Avanzo, Estate of Frank D'Avanzo Sr.
Claimant Lawyers(s): Gary Menzer
Respondent(s): Gil Cohen, MML Investors Services, Metlife Securities Inc.
Respondent Lawyers(s): Julie E. Ravis, Richard D'Amura
Arbitrator(s): Elena G. Rodriguez, Peter A. Portley, Leon H. Tracy
Hearing Site: Boca Raton, FL
| | Expungement |
| 14-02160 | 03/23/2015 | Claimant(s): Leonard Miller
Claimant Lawyers(s): Robert E. Norton
Respondent(s): Metlife Securities Inc., Metropolitan Life Insurance Company
Respondent Lawyers(s): Lonnie L. Simpson
Arbitrator(s): William H. Fleece
Hearing Site: Tampa, FL
| | $45,129 |
| 11-03863 | 10/10/2013 | Claimant(s): Frances Salazar
Claimant Lawyers(s): Eric D. Norvell
Respondent(s): John Strange, Metlife Securities Inc.
Respondent Lawyers(s): Jamie B. Palfai
Arbitrator(s): Barry H. Barnett, Mary C. Davis, Hazel E. Hanley
Hearing Site: Albuquerque, NM
| | $0 |
| 10-04428 | 04/28/2011 | Claimant(s): Darlene Gordon
Claimant Lawyers(s): Darlene J. Gordon
Respondent(s): Eric Glod, Metlife Securities Inc.
Respondent Lawyers(s): Samuel E. Cohen
Arbitrator(s): John W. Eichleay
Hearing Site: Pittsburgh, PA
| | $802 |
| 09-05483 | 06/24/2010 | Claimant(s): Mary Cowin
Claimant Lawyers(s): Mary Cowin
Respondent(s): Adam Kramer, Benjamin Ricciardi, Mitchell Scher, Nancy Potts, Metlife Securities Inc., Scher Financial Group
Respondent Lawyers(s): Howard E. Panensky
Arbitrator(s): Louis H. Miron
Hearing Site: Newark, NJ
| | $5,213 |
| 09-00612 | 03/24/2010 | Claimant(s): Lana Byer
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Metlife Securities Inc.
Respondent Lawyers(s): David H. LaRocca
Arbitrator(s): Paul H. McKenna, Richard W. Dissen, Thomas R. Skulina
Hearing Site: Pittsburgh, PA
| | $250,000 |
| 07-01276 | 02/26/2008 | Claimant(s): Sandra Rizzo, IRA FBO Sandra L. Rizzo
Claimant Lawyers(s): Robert W. Goehring
Respondent(s): Metlife Securities Inc., Metropolitan Life Insurance Company
Respondent Lawyers(s): James A. McGovern
Arbitrator(s): Ralph L. Corton, Michael R. Stabile, Jared D. Simmer
Hearing Site: Pittsburgh, PA
| | $21,500 |
