13-03514 | 04/07/2015 | Claimant(s): Susan Dresnick, Milton D. Lunden Trust Claimant Lawyers(s): Susan G. Dresnick Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Patricia E. Cowart Arbitrator(s): Steven Gerard Goerke, Fred Abramoff, Sanders Williams Gropper Hearing Site: Miami, FL
| | Expungement |
13-00764 | 02/12/2015 | Claimant(s): David Idas Claimant Lawyers(s): William R. Ponsoldt Respondent(s): Michael Blankenship, Michael Yost, Janney Montgomery Scott LLC Respondent Lawyers(s): Paula D. Shaffner Arbitrator(s): Marc S. Piven, Steven Gerard Goerke, Herbert Branitsky Hearing Site: Boca Raton, FL
| | $547,432 |
13-00468 | 11/13/2014 | Claimant(s): Melechdavid. Claimant Lawyers(s): Joseph N. Paykin Respondent(s): Harry Charalambos, Maria Robles, Ramnarain Jaigobind, Robert Eide, Aegis Capital Corp. Respondent Lawyers(s): Irwin Weltz Arbitrator(s): Steven Gerard Goerke, Kimberly A. Gilmour, Norman E. Heyman Hearing Site: Boca Raton, FL
| | Expungement |
13-00070 | 10/27/2014 | Claimant(s): Allen Pilnick Claimant Lawyers(s): Allen A. Pilnick Respondent(s): Joel Orris, Raymond James Financial Services. Respondent Lawyers(s): Robert M. Rudnicki Arbitrator(s): Steven Gerard Goerke, John H. Claudy, Allen Robin Hearing Site: Boca Raton, FL
| | $0 |
13-00167 | 10/09/2014 | Claimant(s): Eliezer Aldarondo-Ortiz Claimant Lawyers(s): Eliezer A. Aldarondo-Lopez Respondent(s): Carlos Ortiz Leon, Edgardo Cabanillas, UBS Financial Services Inc., Miguel Ferrer, UBS Financial Services Inc Of PR, UBS Trust Company of Puerto Rico Respondent Lawyers(s): Guillermo J. Bobonis, Roberto Quinones-Rivera Arbitrator(s): Steven Gerard Goerke, Bernard A. Becker, Adrien Sapiro Hearing Site: San Juan, PR
| | Expungement |
12-01222 | 10/03/2014 | Claimant(s): Ana Pardo, Laura Rodriguez, Manuel Corzo, Rosa Perez Rodriguez, Sofia Perez Brennan, Jaime P. Brennan & Liduvina R. De Perez, Luis A. Rotger & Dolly M. De Argueso Claimant Lawyers(s): Scott L. Silver Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. of P.R. Respondent Lawyers(s): Roberto C. Quinones-Rivera Arbitrator(s): Steven Gerard Goerke, Jerrold Levine, Richard J. Kaplan Hearing Site: San Juan, PR
| | Expungement |
13-03025 | 09/25/2014 | Claimant(s): Cesar Irizarry Claimant Lawyers(s): Lars K. Soreide Respondent(s): Hector Mercado, UBS Financial Services Inc. of PR Respondent Lawyers(s): Roberto C. Quinones-Rivera Arbitrator(s): Steven Gerard Goerke Hearing Site: San Juan, PR
| | Expungement |
12-02482 | 05/19/2014 | Claimant(s): Renee Ginsberg, Trustee UAD 3/19/1991 Claimant Lawyers(s): Bradford M. Gucciardo Respondent(s): Barry Ginsberg, Oppenheimer & Co.. Respondent Lawyers(s): Cory S. Zadanosky, Arbitrator(s): Lawrence M. Green, Steven Gerard Goerke, Scott Manker Hearing Site: Boca Raton, FL
| | Expungement |
12-04159 | 05/01/2014 | Claimant(s): Ralph Bixler Claimant Lawyers(s): Christopher B. Jones Respondent(s): Catherine Santiago, Wells Fargo Advisors, Margarita Figueroa Respondent Lawyers(s): Alan S. Rafterman Arbitrator(s): Steven Gerard Goerke, Jonathan H. Parker, Barry David Thorpe Hearing Site: San Juan, PR
| | Expungement |
11-03450 | 04/17/2014 | Claimant(s): Louis Wolfson Claimant Lawyers(s): Louis Wolfson Respondent(s): Carmen Rodriguez Acevedo, Eduardo Pou Monagas, Marivelisse Diaz, Roberto Feria Cestero, Popular Securities., Santander Securities Corp. Respondent Lawyers(s): A. Patricia Morales Christiansen, Alan M. Wolper Arbitrator(s): Steven Gerard Goerke, Michael Lau, Fredrick T.W. Reed Hearing Site: San Juan, PR
| | $0 |