| 12-01118 | 05/06/2013 | Claimant(s): Dawn Bortman
Claimant Lawyers(s): Christopher J. Gray
Respondent(s): Henry Lucander
Respondent Lawyers(s): Henry Lucander
Arbitrator(s): Steven Gerard Goerke, Dennis M. Ross, Robert S. Shuster
Hearing Site: Boca Raton, FL
|  | $110,250 |
| 10-03824 | 11/16/2011 | Claimant(s): Mary Daige
Claimant Lawyers(s): Christopher J. Gray
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Susan M. Thevenet
Hearing Site: Albuquerque, NM
| | Expungement |
| 10-01995 | 07/08/2011 | Claimant(s): Eugene Barron
Claimant Lawyers(s): Christopher J. Gray
Respondent(s): Scott & Stringfellow
Respondent Lawyers(s): Christina M. Hill
Arbitrator(s): Ann Pinciss Berman, Irene C. Warshauer, Henry Maringer
Hearing Site: New York, NY
| | $0 |
| 09-02906 | 04/08/2011 | Claimant(s): Jay Raubvogel, Seymour Raubvogel, M. Raubvogel Co. Inc. Trust
Claimant Lawyers(s): Christopher J. Gray
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Allan N. Taffet
Arbitrator(s): James D. McDonald, Randy R. Freedman, Steven G. Montesi
Hearing Site: Boca Raton, FL
| | $766,935 |
| 08-00978 | 11/19/2010 | Claimant(s): Gregory Doane
Claimant Lawyers(s): Christopher J. Gray
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Bruce Lewitas
Arbitrator(s): Robert L. Spangler, Anna M. Fanelli, Ellyn S. Roth
Hearing Site: New York, NY
| | $0 |
| 09-02523 | 04/20/2010 | Claimant(s): Michael Tartaglione
Claimant Lawyers(s): Christopher J. Gray
Respondent(s): American Capital Partners
Respondent Lawyers(s): John Kilkenny
Arbitrator(s): David S. Billet, Anthony Michael Sabino, Robert W. Kenter
Hearing Site: New York, NY
| | $232,000 |
| 08-01254 | 02/26/2009 | Claimant(s): Andrew Hoh
Claimant Lawyers(s): Christopher J. Gray
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Niels P. Murphy
Arbitrator(s): Leon Henderson, Donald Cornelius Morrison, Donald L. Horowitz
Hearing Site: Raleigh, NC
| | $92,263 |
| 06-04087 | 08/27/2008 | Claimant(s): Lynn Coyle, Bently Patners.
Claimant Lawyers(s): Christopher J. Gray
Respondent(s): McLaughlin, Piven, Vogel Securities, Paul Marrone
Respondent Lawyers(s): Mark G. Vaughan
Arbitrator(s): Robert J. Allen, John G. Leaman, David J. Pollitzer
Hearing Site: Albany, NY
| | Stipulated Award and Expungement |
| 07-01185 | 04/24/2008 | Claimant(s): Michael Allinson
Claimant Lawyers(s): Christopher J. Gray
Respondent(s): Glenn Meyer, Vision Securities Inc.
Respondent Lawyers(s): Robert Heim
Arbitrator(s): Aaron Friedman, Elizabeth Gilbert, Jeffrey I. Kahn
Hearing Site: New York, NY
| | $125,000 |
| 07-01928 | 04/14/2008 | Claimant(s): Edward A. Sandor, IRA, Rita D. Sandor
Claimant Lawyers(s): Christopher J. Gray
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Angela Turiano
Arbitrator(s): Diane Getzler, Terrence H. Fraser, Sheri J. Caplan
Hearing Site: Hartford, CT
| | $0 |
