| 07-03476 | 12/05/2008 | Claimant(s): Virginia McGaughran, Omega Psychology Center.
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Niels P. Murphy
Arbitrator(s): Steven N. Ainbinder, Michael T. Williams, Harold S. Stern
Hearing Site: Boca Raton, FL
|  | Stipulated Award and Expungement |
| 06-01836 | 12/03/2008 | Claimant(s): Charles Beam
Claimant Lawyers(s): Seth Huberman
Respondent(s): Barry Hixon, Maureen Curto
Respondent Lawyers(s): Robert Wayne Pearce
Arbitrator(s): John A. Brekka, Thomas Czinner, Stephen L. Littauer
Hearing Site: Boca Raton, FL
| | $100,500 |
| 07-00773 | 11/26/2008 | Claimant(s): Estee Gilad
Claimant Lawyers(s): Darren C. Blum
Respondent(s): Andrew Costa, Costa Financial Securities.
Respondent Lawyers(s): Brain D. Buckstein, Brian D. Buckstein
Arbitrator(s): Steven Gerard Goerke, Alvin Spier, Lee E. Karofsky
Hearing Site: Boca Raton, FL
| | $85,225 |
| 07-03464 | 11/25/2008 | Claimant(s): Lisa Van Orman, Sandra Johnson, Casey Van Orman, The Agnes Fitzpatrick Trust, The Lisa Johnson Van Orman Trust, The Sandra F. Johnson Trust
Claimant Lawyers(s): Peter J. Aldrich
Respondent(s): Jack Chublakian, Cantella & Co..
Respondent Lawyers(s): Jack Chublakian, Joshua N. Cook
Arbitrator(s): Allan M. Lerner, Gary M. Landau, Gary King
Hearing Site: Boca Raton, FL
| | $148,105 |
| 07-03118 | 11/17/2008 | Claimant(s): TRB Family Partners, LTD, Tom Boltz MP
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Lawrence Rule, Morgan Keegan & Company.
Respondent Lawyers(s): Alan J. Foxman, Thomas A. Roberts
Arbitrator(s): Laila Asmar Folk, David L. Giertz, Emanuel Goren
Hearing Site: Boca Raton, FL
| | $0 |
| 07-01049 | 10/30/2008 | Claimant(s): Helen Alpert
Claimant Lawyers(s): Darren C. Blum
Respondent(s): Byron Meads, Doria Sabia-Florence, John Wyllys, Max Manack, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Doria Sabia-Florence, Neil S. Baritz
Arbitrator(s): Susan M. Dunning, William E. Schneider, Carolyn E. Moore
Hearing Site: Boca Raton, FL
| | $370,290 |
| 07-03018 | 10/28/2008 | Claimant(s): Giovanni Acevedo
Claimant Lawyers(s): Giovanni L. Acevedo
Respondent(s): Christina Doone
Respondent Lawyers(s): Gloria O. North
Arbitrator(s): Craig Edward Stein, Sheldon N. Reibman, Michele Y. Garelick
Hearing Site: Boca Raton, FL
| | $15,000 |
| 07-00572 | 10/10/2008 | Claimant(s): Connie Falterbauer, Harry Falterbauer
Claimant Lawyers(s): Russell L. Forkey
Respondent(s): Jay Noiman, Sean Callahan, Viewtrade Securities.
Respondent Lawyers(s): Peter W. Homer
Arbitrator(s): Richard Anthony Jannuzzi, Jeffrey R. Roth, Dennis J. Levin
Hearing Site: Boca Raton, FL
| | Stipulated Award and Expungement |
| 07-03194 | 10/09/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): Joel Cohen
Respondent Lawyers(s): Joel Cohen
Arbitrator(s): Guy K. Stewart
Hearing Site: Boca Raton, FL
| | $0 |
| 07-00799 | 09/05/2008 | Claimant(s): Arie Aloni, Hava Aloni
Claimant Lawyers(s): Darren C. Blum
Respondent(s): Arthur Lewis, CIBC World Markets Corp., Jeff Bank, Susan Sutherland
Respondent Lawyers(s): Matthew N. Thibaut
Arbitrator(s): Alexander I. Heckman, Steven Gerard Goerke, Elaine Feldman
Hearing Site: Boca Raton, FL
| | Stipulated Award and Expungement |
