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FINRA Awards for Jackson, MS

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Displaying 41-50 out of 61 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0268202/23/2012Claimant(s): James E Warwick and Barbara Rhea Warwick
Claimant Lawyers(s): James A. Dunlap
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): George D. Sullivan
Arbitrator(s): Frances E. Hubbell, Joseph Winter, Charles F. Boufford
Hearing Site: Jackson, MS
Checkmark Icon$0
08-0354810/07/2011Claimant(s): Mike Sturdivant, Ygondine Sturdivant
Claimant Lawyers(s): Dale Ledbetter
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Christopher G. Lazarini
Arbitrator(s): R. Thomas Barksdale, Marc Kalish, David W. Dresnick
Hearing Site: Jackson, MS
Checkmark Icon$0
10-0267305/02/2011Claimant(s): John J. Daversa
Claimant Lawyers(s): John J. Daversa
Respondent(s): Kenneth Cole, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Melinda L. Peevy
Arbitrator(s): Earle J. Schwarz
Hearing Site: Jackson, MS
Checkmark Icon$0
10-0045211/16/2010Claimant(s): Thomas Sparks
Claimant Lawyers(s): Adam Gana
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Teresa E. Adams
Arbitrator(s): Amy Seltzer
Hearing Site: Jackson, MS
Checkmark Icon$425
07-0171611/12/2010Claimant(s): Bill Allen, Chester Goff, Clyde Moseley, James Franovich, James Gully, Jimmie Gammage, Jimmy Schafer, John Rogers, Larry Hammonds, Raymon Beckham, Reed Bond, Richard Bosarge, Wilson Miller
Claimant Lawyers(s): Mack A. Bethea
Respondent(s): Wachovia Securities, Prudential Equity Group
Respondent Lawyers(s): Retta A. Miller
Arbitrator(s): George A. Sawyer, Mark A. Myers, Cynthia Lee Traina
Hearing Site: Jackson, MS
Checkmark Icon$2,079,300
07-0170410/26/2010Claimant(s): Andrew Elly, James Snow, Rayford Dunnam
Claimant Lawyers(s): Mack A. Bethea
Respondent(s): Prudential Equity Group, William Brownell
Respondent Lawyers(s): Retta A. Miller
Arbitrator(s): Kendall P. Hill, Mark A. Myers, Robert Thomas Killelea
Hearing Site: Jackson, MS
Checkmark Icon$656,000
08-0419407/09/2010Claimant(s): Brad Maley, Charles Poole, Ed Holmes, Larry Bagley, Rick Alexander
Claimant Lawyers(s): Lee Bowie
Respondent(s): MF Global.
Respondent Lawyers(s): Stacie R. Hartman
Arbitrator(s): Earle J. Schwarz, David T. Maddux, Chadwick L. Shook
Hearing Site: Jackson, MS
Checkmark Icon$0
08-0204106/24/2010Claimant(s): Milton Seymour
Claimant Lawyers(s): Mack A. Bethea
Respondent(s): Wachovia Securities, Michael Odom
Respondent Lawyers(s): George C. Freeman
Arbitrator(s): Robert C. Upton, Donald Milo Helton, Douglas E. Miller
Hearing Site: Jackson, MS
Checkmark Icon$375
08-0490205/13/2010Claimant(s): Mary Davis
Claimant Lawyers(s): Lee Bowie
Respondent(s): Alan Ferguson, James Kelsoe, Lynn Shaw, Morgan Keegan & Company.
Respondent Lawyers(s): Suzanne H. Bertolett
Arbitrator(s): Donald K. Eckhardt, Dale A. Hearn, Robert M. Lubin
Hearing Site: Jackson, MS
Checkmark Icon$196,958
08-0439603/26/2010Claimant(s): B. J. Ray, Candice Ward, Charles Wilkinson, David Bailey, David Ray, Herbert Bruister, Julie Bailey, Linda Hall, Millicent Wilkinson, Milton Broadhead, Nelson Hall, Robert Ward, Timothy Hogan, William Ray, Don S. Davis and Lynne R. Davis, B & F Wilkinson L.P.
Claimant Lawyers(s): Charles W. Wright
Respondent(s): Brian Wilkinson, Mary Wilkinson, MF Global., Palm Beach Futures & Options.
Respondent Lawyers(s): Charles W. Wright, Michael J. O'Rourke, Stacie R. Hartman
Arbitrator(s): George A. Sawyer, Mark A. Myers, Frank E. Barnett
Hearing Site: Jackson, MS
Checkmark Icon$123,081

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