| 17-01368 | 07/15/2019 | Claimant(s): Chad Greer, Jerry Trawick, Louise Trawick, Marilyn Bjornas, Michelle Greer, Richard Bjornas
Claimant Lawyers(s): Peter J. Mougey
Respondent(s): Jerry McCutchen, Richard Murphy, Ronald Brendengen, Thomas Berthel, Berthel, Fisher & Company Financial Serv
Respondent Lawyers(s): Peter J. McElligott
Arbitrator(s): Lita S Menkin, Mark A. Myers, Mollie Wagner Neal
Hearing Site: Atlanta, GA
|  | $1,161,120 |
| 16-03759 | 12/11/2018 | Claimant(s): Elliot Manson
Claimant Lawyers(s): Christopher D. Lonn
Respondent(s): Robert Dagosta, Berthel, Fisher & Company Financial Serv
Respondent Lawyers(s): Stephen J. Holtman
Arbitrator(s): Virginia H. Wertz, Brian W. Yee, John H. Fearnow
Hearing Site: Phoenix, AZ
| | $200,000 |
| 18-01092 | 11/20/2018 | Claimant(s): Linda Langille, Robinson Langille
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Royal Alliance Associates., Berthel, Fisher & Company Financial Serv
Respondent Lawyers(s): Bradley A. Fishman, Peter J. McElligott
Arbitrator(s): Dean J. Dietrich, Clifford A. Threlkeld, Martin Joel Fassler
Hearing Site: San Francisco, CA
| | Dismissed by Rule 12206 |
| 17-02660 | 08/30/2018 | Claimant(s): Jerrold Flatt
Claimant Lawyers(s): Gail E. Boliver
Respondent(s): Berthel, Fisher & Company Financial Serv
Respondent Lawyers(s): Cory D. Olson
Arbitrator(s): Robert J. Scafuri, Verne R. Gray, David E. Jarvis
Hearing Site: Des Moines, IA
| | Dismissed by Rule 12206 |
| 14-01439 | 02/28/2018 | Claimant(s): Mary Anderson, William Anderson, A.M. Anderson Properties, L.C., Anderson Properties., NNN Parkway Corporate Plaza 21, Mark Anderson Properties
Claimant Lawyers(s): Steven V. Hunter
Respondent(s): Berthel, Fisher & Company Financial Serv
Respondent Lawyers(s): Paul D. Gamez
Arbitrator(s): Donald N. Tolin, Verne R. Gray, Alain Frecon
Hearing Site: Des Moines, IA
| | Dismissed by Rule 12206 |
| 16-03384 | 06/20/2017 | Claimant(s): Brenda Anderson, John Anderson
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Jerry McCutchen, Berthel, Fisher & Company Financial Serv, Next Financial Group.
Respondent Lawyers(s): Mickey B. Wright
Arbitrator(s): Harvey R. Linder, Mary Elizabeth Skelnik, Joseph Neal Richardson
Hearing Site: Birmingham, AL
| | Dismissed by Rule 12206 |
| 16-01352 | 01/12/2017 | Claimant(s): Denise Weiss
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Berthel, Fisher & Company Financial Serv
Respondent Lawyers(s): Mickey B. Wright
Arbitrator(s): Harvey R. Linder
Hearing Site: Birmingham, AL
| | $600 |
| 16-01107 | 11/18/2016 | Claimant(s): Arlys Dean, Darrel Dean, Darrel A. Dean Revocable Living Trust
Claimant Lawyers(s): Ross David Carmel
Respondent(s): Berthel, Fisher & Company Financial Serv
Respondent Lawyers(s): Cory D. Olson
Arbitrator(s): Herbert Liberman, Peter M Brabbee, Kevin C. Coleman
Hearing Site: Reno, NV
| | Dismissed by Rule 12206 |
| 15-00888 | 07/19/2016 | Claimant(s): Ranjit Singh, Kingsboro
Claimant Lawyers(s): Kevin Galbraith
Respondent(s): Berthel, Fisher & Company Financial Serv
Respondent Lawyers(s): Vincent Louwagie
Arbitrator(s): Reggie C. Giffin, Thomas J. Ray, John R. Loss
Hearing Site: Kansas City, MO
| | $0 |
| 15-00297 | 07/14/2016 | Claimant(s): Leah Hancock, LH Publishing LLC
Claimant Lawyers(s): Daniel Gwertzman
Respondent(s): Berthel, Fisher & Company Financial Serv
Respondent Lawyers(s): Vincent D. Louwagie
Arbitrator(s): I. Douglas Dunipace, Howard W. Shannon, Jay Lawrence Witkin
Hearing Site: Phoenix, AZ
| | $125,300 |
