17-00529 | 10/27/2017 | Claimant(s): Julia Smith, Julia R. Smith IRA, Julia R. Smith, Julian R. Smith Trust Claimant Lawyers(s): Joseph H. Spiegel Respondent(s): Wells Fargo Clearing Services, David Bry Respondent Lawyers(s): Demian J. Betz Arbitrator(s): A. Robert Stevenson Hearing Site: Detroit, MI
| | Expungement |
16-01703 | 05/23/2017 | Claimant(s): Camille Burns, Kevin Burns Claimant Lawyers(s): Ken Abele Respondent(s): Wells Fargo Advisors, Ameriprise Financial Services., Steven Levin Respondent Lawyers(s): Demian J. Betz, Edward Walton Arbitrator(s): John Richard Lynch Hearing Site: Miami, FL
| | Expungement |
16-01275 | 04/07/2017 | Claimant(s): Daniel Rubenstein Claimant Lawyers(s): Edward H. Glenn Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Pamela H. Roderick, Ira A. Auerbach, Nicholas M. Herubin Hearing Site: New York, NY
| | Expungement |
15-01200 | 12/09/2016 | Claimant(s): William D Fitzharris Claimant Lawyers(s): William D Fitzharris Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Susan L. Luck, James F. Major, Brock Bingham Gordon Hearing Site: Charlotte, NC
| | Expungement |
15-00294 | 09/30/2016 | Claimant(s): Alba Pfeffer Claimant Lawyers(s): Alba T. Pfeffer Respondent(s): Andre Mirkine, Wells Fargo Advisors Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Peter A. Goldman, Leona Beane, Tracey Scott Bernstein Hearing Site: New York, NY
| | $0 |
15-01842 | 08/02/2016 | Claimant(s): Andrew Wilkinson Claimant Lawyers(s): Randall C. Place Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Richard H. Potter, Kenneth Hoffner, Dana Tait Sandlin Hearing Site: Charlotte, NC
| | $98,750 |
14-03446 | 06/03/2016 | Claimant(s): Marie Cabral Claimant Lawyers(s): Marie Cabral Respondent(s): Wells Fargo Advisors, James Connors Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Robert Titus, Stephen Z. Frank, Jeffrey S. Troderman Hearing Site: Montpelier, VT
| | Expungement |
14-02849 | 05/31/2016 | Claimant(s): The John A. Caw Estate Claimant Lawyers(s): William B. Young Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Michael P. Marryshow Hearing Site: Philadelphia, PA
| | $66,225 |
14-02749 | 05/06/2016 | Claimant(s): Global Medical Trans LLC. PSP Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Peter A. Goldman, Sanford S. Stevens, Robert Bartels Hearing Site: New York, NY
| | $0 |
15-01436 | 02/25/2016 | Claimant(s): Michel Deveix, Michel Deveix Roth IRA Claimant Lawyers(s): D. Daxton White Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Ian S. Greig, George W. McKellar, Walter J. Wylie Hearing Site: Columbia, SC
| | Expungement |