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FINRA Awards for James Connors

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0344606/03/2016Claimant(s): Marie Cabral
Claimant Lawyers(s): Marie Cabral
Respondent(s): Wells Fargo Advisors, James Connors
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Robert Titus, Stephen Z. Frank, Jeffrey S. Troderman
Hearing Site: Montpelier, VT
Checkmark IconExpungement

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