17-01926 | 06/19/2020 | Claimant(s): Conchita Blondet, Lillian Blondet, Ricardo Blondet, Estate (Sucesion) of Juan H. Blondet Claimant Lawyers(s): Lloyd R. Schwed Respondent(s): Popular Securities Respondent Lawyers(s): Alan M. Wolper Arbitrator(s): Bernard A. Becker, Richard R. Logsdon, Kimberly A. Gilmour Hearing Site: San Juan, PR
| | Settlement |
15-02330 | 03/28/2018 | Claimant(s): Ana Cadilla, Fideicomiso Arturo J. Cadilla Claimant Lawyers(s): Eric Quetglas-Jordan, Luis E. Minana Respondent(s): Popular Securities Respondent Lawyers(s): Nathan W. Lamb Arbitrator(s): Bernard A. Becker, Jane C. Carney, Marta A. Rivera Figueroa Hearing Site: San Juan, PR
| | $250,000 |
16-01609 | 12/06/2016 | Claimant(s): Mariann Cole Claimant Lawyers(s): Mariann Cole Respondent(s): Jason Oestreicher, VALIC Financial Advisors. Respondent Lawyers(s): Stephanie H. Massey Arbitrator(s): Bernard A. Becker Hearing Site: Miami, FL
| | $6,000 |
16-00588 | 09/15/2016 | Claimant(s): Eilat Worldwide Invest Ltd. Claimant Lawyers(s): Barry R. Fischer Respondent(s): Edouard Crepy, Morgan Stanley Respondent Lawyers(s): Lauren R. Whetstone Arbitrator(s): Bernard A. Becker Hearing Site: Miami, FL
| | Expungement |
15-00307 | 03/11/2016 | Claimant(s): RS International Group Limited Claimant Lawyers(s): Brian Levin Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Coren H. Stern Arbitrator(s): Bernard A. Becker, Gerald H. Grayson, Theodore Roy Bayer Hearing Site: Miami, FL
| | $0 |
14-01649 | 12/18/2015 | Claimant(s): Luis Roldan Caraballo, Luis Roldan Caraballo IRA Claimant Lawyers(s): Samuel B. Edwards Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Joel M. Everest Arbitrator(s): Bernard A. Becker, Lawrence Zenville Rosenberg, Carl Henry Perdue Hearing Site: Miami, FL
| | $1,373,930 |
12-02706 | 06/18/2015 | Claimant(s): Juan Santiago Gonzalez Claimant Lawyers(s): Francisco Pujol Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc of PR Respondent Lawyers(s): Peter G. Neiman, Roberto C. Quinones-Rivera Arbitrator(s): Bernard A. Becker, Monroe Mitchel, Todd M. Saunders Hearing Site: San Juan, PR
| | $0 |
12-03168 | 11/10/2014 | Claimant(s): Ari Golan Claimant Lawyers(s): Jeffrey Erez Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Amy Bard Arbitrator(s): Bernard A. Becker, Lawrence S. Silver, Thomas Roy Spencer Hearing Site: Miami, FL
| | Expungement |
13-00167 | 10/09/2014 | Claimant(s): Eliezer Aldarondo-Ortiz Claimant Lawyers(s): Eliezer A. Aldarondo-Lopez Respondent(s): Carlos Ortiz Leon, Edgardo Cabanillas, UBS Financial Services Inc., Miguel Ferrer, UBS Financial Services Inc Of PR, UBS Trust Company of Puerto Rico Respondent Lawyers(s): Guillermo J. Bobonis, Roberto Quinones-Rivera Arbitrator(s): Steven Gerard Goerke, Bernard A. Becker, Adrien Sapiro Hearing Site: San Juan, PR
| | Expungement |
12-03712 | 06/27/2014 | Claimant(s): Walter Nadolink Claimant Lawyers(s): Kristian P. Kraszewski Respondent(s): Morgan Stanley, Morgan Stanley & Co. Respondent Lawyers(s): Timothy B. Atkins Arbitrator(s): Bernard A. Becker, Jill Pilgrim, Todd M. Saunders Hearing Site: Miami, FL
| | Expungement |