18-00555 | 02/19/2019 | Claimant(s): Joan Waldman Claimant Lawyers(s): Leslie S Akins Respondent(s): Gary Wei, Citigroup Global Markets. Respondent Lawyers(s): Elizabeth H. Lindh Arbitrator(s): Robert D. Sussin, Robert B. Hansohn, Yvonne Brathwaite Burke Hearing Site: Los Angeles, CA
| | Dismissed by Rule 12504 |
17-01741 | 11/15/2018 | Claimant(s): Jose Calderon Claimant Lawyers(s): Kenneth Catanzarite Respondent(s): Eric Marlin, Michael Cruz, Robert Hicks, Finance 500. Respondent Lawyers(s): Brandon S. Reif, Edward S. Zusman, Jeffrey S. Kob Arbitrator(s): Robert D. Sussin, Thomas E. Shuck, H. Stuart Waxman Hearing Site: Los Angeles, CA
| | $0 |
17-02236 | 07/16/2018 | Claimant(s): Leonard Footlik Claimant Lawyers(s): Brian M. Grossman Respondent(s): Eleanor Weinstock, Morgan Stanley Respondent Lawyers(s): Jeffrey S. Jacobi Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA
| | $0 |
17-03366 | 06/21/2018 | Claimant(s): Larry Erlichman Claimant Lawyers(s): G. Thomas Fleming Respondent(s): James Gordon, Royal Alliance Associates. Respondent Lawyers(s): Kerri L. Delgado, Oliver W. Bray Arbitrator(s): Robert D. Sussin, Morris S. Getzels, Robert Edward Koondel Hearing Site: Los Angeles, CA
| | Expungement |
16-03642 | 03/22/2018 | Claimant(s): Gitte Pedersen, Gene Barger's Body and Estate Claimant Lawyers(s): Gitte Pedersen Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Peter Van Name Respondent Lawyers(s): Jennifer N. Lamirand Arbitrator(s): Robert D. Sussin, Joyce L. Hurley, Daniel David Kopman Hearing Site: Los Angeles, CA
| | $0 |
17-01290 | 01/24/2018 | Claimant(s): Nicholas & Erika Schwartz Rev Trust Claimant Lawyers(s): Erika Schwartz Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Denver G. Edwards Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA
| | $300 |
16-00906 | 09/12/2017 | Claimant(s): Overview Productions. Claimant Lawyers(s): Amanda L. Voivedich Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Robert D. Sussin, Jasmina T. Boulanger, Jack R. Goetz Hearing Site: Los Angeles, CA
| | $135,100 |
16-00348 | 04/19/2017 | Claimant(s): Steven Zap Entertainment 401(k) Profit S Claimant Lawyers(s): Cristina Hernandez Respondent(s): Alec Pedersen, Eric Smutko, Ameriprise Financial Services. Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA
| | Expungement |
15-00353 | 02/10/2017 | Claimant(s): Sheila Fernandes Claimant Lawyers(s): Shyla Fernandes Respondent(s): Morgan Stanley Respondent Lawyers(s): Lesley V. Tepper Arbitrator(s): Robert D. Sussin, Benjamin F. Breslauer, Kathleen Smith Adams Hearing Site: Los Angeles, CA
| | $0 |
16-00017 | 12/13/2016 | Claimant(s): Julienne Ambrose Claimant Lawyers(s): Alaba S. Ajetunmobi Respondent(s): Citigroup Global Markets., Citibank NA Respondent Lawyers(s): Eric R. Feld Arbitrator(s): Robert D. Sussin, Kirtley M. Thiesmeyer, Allen Edward Wisniewski Hearing Site: Los Angeles, CA
| | $0 |