Potomac Analytics' Logo

FINRA Awards for Steven Zap Entertainment 401(k) Profit S

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 1 out of 1 results
Case Number Award Date Case Summary Customer Case? Amount Granted
16-0034804/19/2017Claimant(s): Steven Zap Entertainment 401(k) Profit S
Claimant Lawyers(s): Cristina Hernandez
Respondent(s): Alec Pedersen, Eric Smutko, Ameriprise Financial Services.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
Checkmark IconExpungement

1 Results

Display: